Louise E. Barzilay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louise Elsa Barzilay was a registered financial professional .
Louise is a previously registered financial professional and started their career in finance in 1997. Louise had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2016 - September 24, 2019
COMPASS SECURITIES CORPORATION
March 30, 2016 - October 31, 2016
BA SECURITIES, LLC
May 8, 2013 - December 23, 2014
CRITO CAPITAL LLC
October 1, 2008 - May 6, 2011
J.P. MORGAN SECURITIES LLC
May 1, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
March 6, 1997 - May 1, 2001
JPMSI
State Registrations and Notice Filings
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Exams
Current Firm
COMPASS SECURITIES CORPORATION
CRD#: 16168 / SEC#: , 8-33438
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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