Erik D. Solomon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erik David Solomon was a registered financial professional .
Erik is a previously registered financial professional and started their career in finance in 1997. Erik had worked at 8 firms and has passed the Series 63, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2012 - May 30, 2013
T3 TRADING GROUP, LLC
March 10, 2011 - July 7, 2011
T3 TRADING GROUP, LLC
January 2, 2008 - June 19, 2008
GLB TRADING, INC
February 15, 2005 - November 14, 2005
SOLARIS SECURITIES, INC.
February 5, 2002 - March 14, 2003
DOMESTIC SECURITIES, INC.
July 24, 2001 - January 4, 2002
RUMSON CAPITAL, LLC
December 15, 1998 - July 17, 2000
BNY MELLON SECURITIES CORPORATION
January 9, 1998 - October 27, 1998
ROBERT THOMAS SECURITIES, INC
June 18, 1997 - October 31, 1997
DUKE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 5/23/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 9/6/2001
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
