Jennifer A. Brockwell
Professional summary
Jennifer Ann Brockwell, who also goes by Jennifer Ann Brockwell, Jennifer Brockwell, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1997. Jennifer has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Ann Brockwell's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2025 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 151 Detroit Street, Denver, CO 80206January 8, 2021 - April 1, 2025
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 29, 2013 - December 31, 2013
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC
January 29, 2013 - December 31, 2020
MANNING & NAPIER ADVISORS, LLC
January 28, 2013 - December 31, 2020
MANNING & NAPIER INVESTOR SERVICES, INC.
August 21, 2009 - January 2, 2013
FORESIDE ASSOCIATES, LLC
April 18, 2008 - December 18, 2008
GUARANTY BROKERAGE SERVICES, INC.
March 16, 2007 - March 31, 2008
VOYA FINANCIAL PARTNERS, LLC
June 22, 2006 - January 19, 2007
NYLIFE DISTRIBUTORS LLC
October 2, 2002 - June 5, 2006
VOYA FINANCIAL PARTNERS, LLC
March 18, 1997 - March 10, 1998
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CASHEL, WILLIAM S IV | HEAD OF BUSINESS DEVELOPMENT, PRIVACORE CAPITAL, LLC | 2870348 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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