JW
John P. Wilkinson
TRINITY LEGACY PARTNERS
Houston, TX 77046
Some features on this profile are disabled
CRD#: 2851650
JW
Professional summary
John Paul Wilkinson III, CIMA®, who also goes by Trey Wilkinson, John Paul Wilkinson III, is a registered financial advisor currently at TRINITY LEGACY PARTNERS, LLC located in Houston, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Trey Wilkinson | John Paul Wilkinson Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Major League Baseball; non-investment related; professional baseball; official scorer at selected Houston Astros home baseball games; start date: 4/2001. Hours/month devoted: 16 during baseball season; none during trading. 2.Houston Rockets Basketball Club; non-investment related; professional basketball; official statistician at selected Houston Rockets home basketball games; start date: 1/1995; Hours/month devoted: 16 during basketball season; none during trading hours; serve as official statistician during selected Houston Rockets home basketball games. 3.University of Houston Honors College Advisory Board; non-investment related, 2 hours per month not during trading hours. 4.Member, Houston Cougar Foundation; non-investment related; 5 hours per month not during trading hours. 5.Member, University of Houston C.T. Bauer College of Business Advisory Board; non-investment related; 5 hours per month not during trading hours. 6.Member, Cougar Investment Fund, LLC Board of Managers; University of Houston C.T. Bauer College of Business; investment related, 5 hours per quarter not during trading hours. 7.Member of Dornoch Schield, LLC, not investment related, 0 hours per month 8. Owner of Trinity Legacy Alternative Strategies, LLC, a wholly owned subsidiary of Trinity Legacy Partners, LLC. Trinity Legacy Alternative Strategies, LLC is the General Partner of Trinity Legacy Dynamic Options Fund I, LP., investment related, approximately 25 hours per month. 9.Member of Chistus Foundation Advisory Board and Investment Committee; non-investment related, 3 hours per month. This activity does not create a conflict of interest with the Adviser.
CRS (Client Relationship Summary) - RIA
Click below to view John Paul Wilkinson III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 5, 2011 - Present
TRINITY LEGACY PARTNERS, LLC
Office #1: 24 Greenway Plaza Suite 546, Houston, TX 77046RIA
CRD#: 159179
Houston, TX
Past
July 8, 2010 - December 31, 2011
SELECT ASSET MANAGEMENT, LLC
RIA
CRD#: 145002
HOUSTON, TX
Past
July 24, 2003 - February 16, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
HOUSTON, TX
Past
April 17, 2003 - February 16, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
October 24, 2000 - April 28, 2003
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Past
November 13, 1998 - October 31, 2000
FUND MANAGEMENT COMPANY
BD
CRD#: 25585
HOUSTON, TX
Past
June 4, 1997 - November 10, 1998
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRINITY LEGACY PARTNERS, LLC
TRINITY LEGACY PARTNERS, LLC
CRD#: 159179 / SEC#: 801-110643
RIA
Registered Investment Advisory firm - (5/24/2017 Approved)Texas
Registered Investment Advisory firm - (5/25/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/5/2011)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TL
TRINITY LEGACY PARTNERS, LLC
TRINITY LEGACY PARTNERS, LLC
CRD#: 159179 / SEC#: 801-110643
RIA
Registered Investment Advisory firm - (5/24/2017 Approved)Texas
Registered Investment Advisory firm - (5/25/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
24 Greenway Plaza Suite 546, Houston, TX 77046
Mailing Address
Phone number
(713) 999-8053
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 854 |
| AUM (Assets Under Management) | $ 460,391,294 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
