Gary R. Downie

WEALTH PINNACLE

Centerville, OH

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CRD#: 2851636

Professional summary

Gary Robert Downie is a registered financial advisor currently at WEALTH PINNACLE, INC. located in Centerville, Ohio.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Gary has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Robert Downie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2007 - Present

WEALTH PINNACLE, INC.

RIA

CRD#: 144219

Centerville, OH

Past

February 20, 2006 - May 9, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOS ANGELES, CA

Past

December 8, 2005 - May 9, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LOS ANGELES, CA

Past

August 5, 2004 - February 25, 2005

BLACKROCK EXECUTION SERVICES

CRD#: 39438

NEW YORK, NY

Past

May 1, 2002 - October 8, 2003

NUVEEN FUND ADVISORS, LLC

RIA

CRD#: 104626

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/14/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/17/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 4/18/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/4/2004

General Securities Representative Examination

Current Firm

WEALTH PINNACLE, INC.

CRD#: 144219 / SEC#:

California

Registered Investment Advisory firm - (9/28/2016 Terminated)

Ohio

Registered Investment Advisory firm - (6/13/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Centerville, OH

Mailing Address

Phone number

(937) 329-4000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 3,742,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary R. Downie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Robert Downie's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH PINNACLE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BLACKROCK EXECUTION SERVICES

NUVEEN FUND ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/17/2006

Series 31

Date: 4/18/2007

Series 7

Date: 8/4/2004

Current Firm

WEALTH PINNACLE, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH PINNACLE, INC.

TRUST BUT VERIFY

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