Victor D. Frazier

FRED ALGER & COMPANY

NEW YORK, NY 10004

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CRD#: 2851633

Professional summary

Victor David Frazier, who also goes by VIctor David S Frazier, is a registered financial professional currently at FRED ALGER & COMPANY, LLC located in New York, New York.

Victor is registered as a RR (Registered Representative) and started their career in finance in 1997. Victor has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Victor David S Frazier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Victor David Frazier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2017 - Present

FRED ALGER & COMPANY, LLC

Office #1: 100 Pearl Street 27th Floor, New York, NY, 10004

CRD#: 5300

NEW YORK, NY

Past

March 5, 2014 - June 1, 2017

VIRTUS CAPITAL ADVISERS, LLC

RIA

CRD#: 107346

HOUSTON, TX

Past

February 7, 2014 - June 1, 2017

FORESIDE ASSOCIATES, LLC

CRD#: 13494

PORTLAND, ME

Past

July 19, 2010 - February 4, 2014

TOUCHSTONE ADVISORS INC

RIA

CRD#: 107028

CINCINNATI, OH

Past

July 19, 2010 - February 4, 2014

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

CINCINNATI, OH

Past

January 7, 2009 - June 2, 2010

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 108257

BOSTON, MA

Past

January 2, 2009 - June 2, 2010

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

MINNEAPOLIS, MN

Past

June 4, 2007 - January 2, 2009

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

August 30, 2005 - April 26, 2007

FORESIDE PLAZA DISTRIBUTORS, LLC

CRD#: 103739

PORTLAND, ME

Past

July 29, 2002 - August 19, 2005

AIM PRIVATE ASSET MANAGEMENT

RIA

CRD#: 109264

HOUSTON, TX

Past

March 12, 1997 - August 19, 2005

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oklahoma
(7/20/2023)

Texas
(6/28/2017)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/1/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/10/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

FRED ALGER & COMPANY, LLC

FRED ALGER & COMPANY, INCORPORATED | FRED ALGER & COMPANY, LLC

CRD#: 5300 / SEC#: , 8-15900

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

100 Pearl Street 27th Floor, New York, NY, 10004

Mailing Address

100 Pearl Street 27th Floor, New York, NY, 10004

Phone number

(212) 806-8800

Established

Delaware since 10/01/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ALGER GROUP HOLDINGS, LLC	PARENT
HOFMANN, CHRISTOPH	PRESIDENT	4748990
KINCEL, ROBERT LOUIS	CHIEF FINANCIAL OFFICER, PFO, POO	2747237
LEE, AARON SANG	CHIEF COMPLIANCE OFFICER	5240841
PAYNE, TINA	GENERAL COUNSEL	5391957

Disclosures

Regulatory Event	6
Civil Event	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Victor D. Frazier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Victor David Frazier's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIRTUS CAPITAL ADVISERS, LLC

FORESIDE ASSOCIATES, LLC

TOUCHSTONE ADVISORS INC

TOUCHSTONE SECURITIES, INC.

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

RIVERSOURCE DISTRIBUTORS, INC.

FORESIDE PLAZA DISTRIBUTORS, LLC

AIM PRIVATE ASSET MANAGEMENT

INVESCO DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2008

Series 63

Date: 6/1/1998

SIE

Date: 10/1/2018

Series 7

Date: 1/19/2007

Series 6

Date: 3/10/1997

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

FRED ALGER & COMPANY, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRED ALGER & COMPANY, LLC

TRUST BUT VERIFY

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