George R. Ward
Professional summary
George Robert Ward is a registered financial professional currently at KPMG CORPORATE FINANCE LLC located in Houston, Texas.
George is registered as a RR (Registered Representative) and started their career in finance in 1997. George has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Robert Ward's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2022 - Present
KPMG CORPORATE FINANCE LLC
Office #1: 811 Main Street Suite 4500, Houston, TX 77002May 17, 2016 - January 3, 2022
SOLOMON PARTNERS SECURITIES, LLC
March 7, 2012 - May 3, 2016
TUDOR PICKERING HOLT & CO ADVISORS LP
April 6, 2011 - May 3, 2016
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
August 11, 2009 - March 7, 2011
BERENSON & COMPANY, LLC
September 13, 2005 - August 28, 2007
CREDIT SUISSE SECURITIES (USA) LLC
February 5, 2002 - August 31, 2005
BERENSON & COMPANY, LLC
November 3, 1997 - February 11, 2000
CIBC WORLD MARKETS CORP.
May 28, 1997 - November 3, 1997
CIBC WOOD GUNDY SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
KPMG CORPORATE FINANCE LLC
CRD#: 103973 / SEC#: , 8-52462
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Company Information
KPMG CORPORATE FINANCE LLC
CRD#: 103973Houston, TX 77002TRUST BUT VERIFY
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