Johnny E. Burris

BURRIS WEALTH MANAGEMENT

Surprise, AZ 85379

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CRD#: 2850953

Professional summary

Johnny Earl Burris is a registered financial advisor currently at BURRIS WEALTH MANAGEMENT, INC. located in Surprise, Arizona.

Johnny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Johnny has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnny Earl Burris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2014 - Present

BURRIS WEALTH MANAGEMENT, INC.

Office #1: 15286 N 144th Ave, Surprise, AZ 85379

CRD#: 16361

BOSTON, MA

Past

April 1, 1997 - July 12, 1999

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/13/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/26/2010

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/10/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/19/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/31/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BURRIS WEALTH MANAGEMENT, INC.

CRD#: 171049 / SEC#:

Arizona

Registered Investment Advisory firm - (5/13/2014 Approved)

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Contact information

Main Address

15286 N 144th Ave, Surprise, AZ 85379

Mailing Address

Phone number

(623) 776-5567

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 11,617,658

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Johnny E. Burris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnny Earl Burris's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTHEAST INVESTMENTS, N.C., INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BURRIS FINANCIAL SERVICES, INC.

INVESTORS CAPITAL CORP.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BA INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/26/2010

Series 65

Date: 12/10/2005

Series 63

Date: 2/19/1997

SIE

Date: 6/2/2015

Series 7

Date: 7/13/2010

Series 6

Date: 3/31/1997

Current Firm

BURRIS WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BURRIS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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