Charles A. Gulledge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Andrew Gulledge, who also goes by Chuck Gulledge, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1997. Charles had worked at 9 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2012 - December 31, 2012
CU INVESTMENT SOLUTIONS LLC
May 16, 2006 - January 2, 2013
BALANCE SHEET SOLUTIONS LLC
May 15, 2006 - November 30, 2012
BALANCE SHEET SOLUTIONS LLC
July 30, 2004 - August 22, 2005
1717 CAPITAL MANAGEMENT COMPANY
June 8, 2004 - August 22, 2005
1717 CAPITAL MANAGEMENT COMPANY
August 22, 2003 - June 17, 2004
WS GRIFFITH SECURITIES, INC.
January 26, 2000 - March 12, 2003
WELLS FARGO CLEARING SERVICES, LLC
June 8, 1998 - January 26, 2000
PREFERREDTRADE, INC.
May 7, 1998 - May 13, 1998
EARLYBIRDCAPITAL, INC.
March 2, 1998 - May 12, 1998
RBC CAPITAL MARKETS, LLC
March 18, 1997 - March 2, 1998
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CU INVESTMENT SOLUTIONS LLC
CRD#: 43753 / SEC#: , 8-50400
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLOYA CORPORATE FCU | OWNER | |
| CATALYST FEDERAL CREDIT UNION | OWNER | |
| CORPORATE AMERICA CREDIT UNION | OWNER | |
| MILLENNIUM CORPORATE CREDIT UNION | OWNER | |
| TRICORP FEDERAL CREDIT UNION | OWNER | |
| VOLUNTEER CORPORATE CREDIT UNION | OWNER | |
| BECKER, JOSHUA DAMON | CHIEF OPERATING OFFICER | 5784666 |
| JACKSON, MATTHEW DAVID | CEO/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 3251494 |
| THOMAS, BRADFORD LOWELL | CHIEF FINANCIAL OFFICER | 6180244 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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