EP
Eric R. Paradis
CAPITAL ANALYSTS
Dartmouth, MA 02747
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CRD#: 2850731
EP
Professional summary
Eric Robert Paradis is a registered financial advisor currently at CAPITAL ANALYSTS located in Dartmouth, Massachusetts and LINCOLN INVESTMENT located in Dartmouth, Massachusetts.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Eric has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FREELANCE POSITION: Sole proprietor NATURE: Acting INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2012 ADDRESS: 24 Egypt Ln, Fairhaven MA 02719, United States DESCRIPTION: Acting INSURANCE POSITION: Agent NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/01/1996 ADDRESS: 84 Faunce Cr Mall Rd, Suite 330, Dartmouth MA 02747, United States DESCRIPTION: Analyze client needs for insurance, research product solution, explain solution to client, service application and delivery,service ongoing.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Robert Paradis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2012 - Present
CAPITAL ANALYSTS
Office #1: 78 Faunce Corner Mall Rd. Suite 515, Dartmouth, MA 02747RIA
CRD#: 162200
Dartmouth, MA
Current
June 1, 2012 - Present
LINCOLN INVESTMENT
Office #1: 84 Faunce Corner Mall Rd. Suite 330, Dartmouth, MA 02747RIA
BD
CRD#: 519
Dartmouth, MA
Past
July 16, 2002 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
WESTPORT, MA
Past
November 5, 1997 - July 15, 2002
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
February 26, 1997 - October 31, 1997
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
Registered Investment Advisory firm - (4/17/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/1/2012)
RR
Connecticut(8/5/2025)
RR
Florida(6/2/2012)
RR
Maine(1/10/2020)
RR
Maryland(1/4/2019)
RR
Massachusetts(6/1/2012)
IAR
Massachusetts(7/19/2012)
RR
New York(4/30/2015)
RR
North Carolina(1/3/2019)
RR
Rhode Island(6/1/2012)
RR
Vermont(4/5/2017)
RR
Virginia(6/1/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CAPITAL ANALYSTS
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
RIA
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Contact information
Main Address
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232
Mailing Address
Phone number
(800) 242-1421
Established
Firm type
Fiscal year end
# of Employees
739
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
