Marshall L. Johnson
Professional summary
Marshall Lee Johnson is a registered financial advisor currently at JOHNSON, MARSHALL, LEE located in Sarona, Wisconsin.
Marshall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Marshall has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marshall Lee Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 7, 2013 - Present
JOHNSON, MARSHALL, LEE
February 8, 2010 - November 22, 2011
STRUCTURED WEALTH MANAGEMENT, INC.
September 10, 2003 - May 13, 2004
OBS BROKERAGE SERVICES, INC.
May 4, 2001 - October 3, 2001
PROTRADER SECURITIES L.P.
December 14, 2000 - February 20, 2001
CITIGROUP GLOBAL MARKETS INC.
November 8, 2000 - December 12, 2000
PACIFIC GENESIS GROUP, INC.
April 11, 1997 - June 20, 1997
MJK CLEARING, INC.
March 26, 1997 - April 24, 1997
SAN CLEMENTE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/7/2013)
(9/2/2014)
Exams
Current Firm
JOHNSON, MARSHALL, LEE
CRD#: 163134 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 5,958 |
Red Flags
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