David Jansen Haskins
Professional Summary
David Jansen Haskins, who also goes by David J Haskins, is a registered financial advisor currently at COMMERCE BROKERAGE SERVICES, INC. located in Arlington, Tennessee. David is registered as a RR (Registered Representative) and started their career in finance in 2000. David has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 3 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David J Haskins
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
COMMERCE BROKERAGE SERVICES, INC | COMMERCE FINANCIAL ADVISORS | COMMERCE BROKERAGE SERVICES, INC.
Contact Information
Main Address
8000 Forsyth Blvd Suite 1200 East, Clayton, MO 63105-1707Mailing Address
8000 Forsyth Blvd Suite 1200, Clayton, MO 63105-1707Phone Number
(314) 746-8593Established
Missouri since 10/04/1985Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
37FINRA licenses (46 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMERCE BANK | SOLE STOCKHOLDER | — |
| CAMPBELL, ROBERT | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER | 1349154 |
| DANIELS, JUSTIN MICHAEL | PRINCIPAL OPERATIONS OFFICER | 7657374 |
| HARMON, THOMAS DARIN | PRESIDENT/CHIEF EXECUTIVE OFFICER | 7787415 |
| MOWER, MATHEW ROBERT | SENIOR VICE PRESIDENT | 3176197 |
| REECE, JOSEPH STEVEN | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 2227282 |
| ROWE, MARGARET | CORPORATE SECRETARY | 7576973 |
| SWANSON, ERIK ANDREW | EXECUTIVE VICE PRESIDENT | 4170204 |
Regulatory Assets Under Management
Total Number of Accounts
3,570AUM (Assets Under Management)
$650,363,405Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Jansen Haskins's CRS (Customer Relationship Summary).
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