Edward P. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Patrick White II was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1997. Edward had worked at 8 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2017 - May 14, 2025
H.C.WAINWRIGHT & CO., LLC
January 9, 2015 - July 17, 2017
B. RILEY SECURITIES, INC.
June 12, 2012 - January 2, 2015
LAIDLAW & COMPANY (UK) LTD.
July 22, 2010 - May 31, 2012
W.A. CAPITAL MARKETS
June 7, 1999 - June 20, 2003
DEUTSCHE BANK SECURITIES INC.
October 16, 1998 - June 7, 1999
DB ALEX. BROWN LLC
November 7, 1997 - September 18, 1998
BMO CAPITAL MARKETS CORP.
April 25, 1997 - November 3, 1997
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
H.C.WAINWRIGHT & CO., LLC
CRD#: 375 / SEC#: , 8-43115
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
