Jon P. Hodges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Paul Hodges, who also goes by Jon Paul Hodges, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1997. Jon had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2015 - January 2, 2018
MKD WEALTH
January 16, 2009 - July 29, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 1, 1997 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
April 1, 1997 - January 22, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
MKD WEALTH
CRD#: 144994 / SEC#: 801-68330
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MKD WEALTH
CRD#: 144994 / SEC#: 801-68330
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,125 |
| AUM (Assets Under Management) | $ 425,824,419 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 12/03/2024 | ||
| 10/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
