Mark A. Precise
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Andrew Precise, who also goes by Mark A Precise, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1997. Mark had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2025 - March 12, 2026
STATE FARM VP MANAGEMENT CORP.
February 11, 2025 - August 12, 2025
FARMERS FINANCIAL SOLUTIONS, LLC
June 4, 2024 - July 8, 2024
EDWARD JONES
August 18, 2022 - April 1, 2024
SAYBRUS EQUITY SERVICES, LLC
January 27, 2020 - February 28, 2022
EQUITY SERVICES, INC.
September 15, 2017 - December 31, 2019
FB EQUITY SALES CORPORATION OF MICHIGAN
February 25, 2015 - May 4, 2016
WADDELL & REED
February 24, 2015 - May 4, 2016
WADDELL & REED
December 9, 2013 - October 10, 2014
ALLSTATE FINANCIAL SERVICES, LLC
April 9, 2013 - December 2, 2013
EAGLE STRATEGIES LLC
September 16, 2011 - December 2, 2013
NYLIFE SECURITIES LLC
October 27, 2009 - August 5, 2011
NATIONWIDE SECURITIES, LLC
July 31, 2008 - August 5, 2011
NATIONWIDE SECURITIES, LLC
February 26, 1997 - November 7, 2007
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WIEDUWILT, ANDREW PATRICK | VICE PRESIDENT | 8074278 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
