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Hal Ellis Osborne

CRD# 2850277·Registered 1997 - 2014
Previously Registered: Being a previously registered professional could mean that Hal is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hal Ellis Osborne was a registered financial advisor. Hal was a previously registered financial professional and started their career in finance 1997 - 2014. Hal had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

EAGLE EYE ADVISORS, LLC·CRD# 153263
RIA
Palm Beach Gardens, FL
May 21, 2010 - November 14, 2014
WATER OAK ADVISORS, LLC·CRD# 140486
RIA
Orlando, FL
August 15, 2008 - January 4, 2013
ALLEN DOUGLAS SECURITIES, INC.·CRD# 42410
BD
Winter Park, FL
May 1, 2001 - October 31, 2003
SOUTHERN FINANCIAL GROUP, INC.·CRD# 16714
BD
Columbia, SC
February 16, 1999 - May 3, 2001
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
November 13, 1997 - February 12, 1998
PROGRAM TRADING CORP.·CRD# 36740
BD
Boca Raton, FL
June 25, 1997 - November 17, 1997

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Current Firm

EE
EAGLE EYE ADVISORS, LLC

EAGLE EYE ADVISORS | EAGLE EYE ADVISORS, LLC | EAGLE EYE ADVSIORS LLC | EAGLE EYE WEALTH MANAGEMENT

CRD#: 153263 / SEC#: 801-71294

Contact Information

Main Address

North Palm Beach, FL

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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