Hal E. Osborne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hal Ellis Osborne was a registered financial professional .
Hal is a previously registered financial professional and started their career in finance in 1997. Hal had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2010 - November 14, 2014
EAGLE EYE ADVISORS, LLC
August 15, 2008 - January 4, 2013
WATER OAK ADVISORS, LLC
May 1, 2001 - October 31, 2003
ALLEN DOUGLAS SECURITIES, INC.
February 16, 1999 - May 3, 2001
SOUTHERN FINANCIAL GROUP, INC.
November 13, 1997 - February 12, 1998
SCHNEIDER SECURITIES, INC.
June 25, 1997 - November 17, 1997
PROGRAM TRADING CORP.
State Registrations and Notice Filings
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Exams
Current Firm
EAGLE EYE ADVISORS, LLC
CRD#: 153263 / SEC#: 801-71294
Contact information
Red Flags
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