Joseph C. Namm

NAMM FINANCIAL LLC

Plantation, FL 33322

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CRD#: 2850184

Professional summary

Joseph Charles Namm, CFP® is a registered financial advisor currently at NAMM FINANCIAL LLC located in Plantation, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Joseph has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Joseph Namm; Licensed FL life insurance agent (214), investment related, 9811 NW 10th ST, Plantation, FL, 33322; Life Insurance; Independent Agent; since June, 1996; <1 hour per Month devoted to this business; 0 hours during trading Hours; duties include the selling of Term Life Insurance. Joseph Namm; Lisensed Mortgage Broker (NMLS 386950); non-investment related, 9811 NW 10th ST, Plantation, FL, 33322; Mortgage Origination; Independent Agent; since June, 1999; 0 hours per Month devoted to this business; 0 hours during trading Hours; Currently just maintaining license with no intent to originate mortgages

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

January 4, 2010 - Present

NAMM FINANCIAL LLC

Office #1: 9811 Nw 10th St, Plantation, FL 33322

RIA

CRD#: 151860

Plantation, FL

Past

March 17, 1997 - June 16, 2003

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/4/2010)

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Exams

State Security Law Exam

Series 63

Date: 3/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/14/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NAMM FINANCIAL LLC

CRD#: 151860 / SEC#:

Florida

Registered Investment Advisory firm - (1/4/2010 Approved)

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Contact information

Main Address

9811 Nw 10th St, Plantation, FL 33322

Mailing Address

Phone number

(954) 815-3121

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 2,457,047

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph C. Namm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Charles Namm's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAMM FINANCIAL LLC

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/14/1997

Series 6

Date: 3/14/1997

Current Firm

NAMM FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NAMM FINANCIAL LLC

TRUST BUT VERIFY

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