Trey D. Curtis

ARGENT ADVISORS

Monroe, LA 71201

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CRD#: 2850148

Professional summary

Trey Damon Curtis, CFP®, ChFC®, CLU®, who also goes by Trey D Curtis, is a registered financial advisor currently at ARGENT ADVISORS, INC. located in Monroe, Louisiana and LPL FINANCIAL LLC located in Monroe, Louisiana.

Trey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Trey has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Trey D Curtis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 9/30/2011: ARGENT TRUST - TRUST OFFICER - Financial Institution Duty - not inv rel - time spent 5% 2. 10/18/2011: REGISTERED INVESTMENT ADVISOR - ARGENT ADVISORS, INC. - HYBRID RIA - TIME SPENT 25%. 3. 3/1/2012: DBA ONLY - ARGENT INVESTING SERVICES - INV REL * AT REPORTED BUSINESS LOCATION(S)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trey Damon Curtis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

October 4, 2011 - Present

ARGENT ADVISORS, INC.

Office #1: 1609 Stubbs Avenue, Monroe, LA 71201

RIA

CRD#: 112028

Monroe, LA

Current

October 3, 2011 - Present

LPL FINANCIAL LLC

Office #1: 1609 Stubbs Ave., Monroe, LA 71201

RIA

CRD#: 6413

Monroe, LA

Past

October 30, 2012 - December 5, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

September 25, 2012 - September 26, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

October 3, 2011 - October 4, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

June 4, 2009 - October 4, 2011

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

WEST MONROE, LA

Past

January 16, 2003 - October 4, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

WEST MONROE, LA

Past

November 17, 2000 - January 17, 2003

HOWARD WEIL INCORPORATED

CRD#: 30958

NEW ORLEANS, LA

Past

July 24, 2000 - November 20, 2000

ICBA FINANCIAL SERVICES CORPORATION

CRD#: 35089

MEMPHIS, TN

Past

February 14, 2000 - July 7, 2000

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

November 11, 1998 - February 14, 2000

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

July 30, 1998 - September 10, 1998

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

October 3, 1997 - February 12, 1998

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 10, 1997 - July 31, 1997

SIGNAL SECURITIES, INC.

CRD#: 15916

FORT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGENT ADVISORS, INC.

ARGENT ADVISORS, INC. | ARGENT FINANCIAL GROUP, INC. | ARGENT CAPITAL MANAGEMENT, INC.

CRD#: 112028 / SEC#: 801-60187

RIA

Registered Investment Advisory firm - (4/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/3/2011)

Arkansas
(10/3/2011)

Colorado
(4/26/2023)

Florida
(10/3/2011)

Louisiana
(10/3/2011)

IAR

Louisiana
(10/4/2011)

Mississippi
(10/3/2011)

Missouri
(1/20/2012)

South Carolina
(10/3/2011)

Texas
(10/3/2011)

IAR

Texas
(2/29/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/9/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/7/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ARGENT ADVISORS, INC.

ARGENT ADVISORS, INC. | ARGENT FINANCIAL GROUP, INC. | ARGENT CAPITAL MANAGEMENT, INC.

CRD#: 112028 / SEC#: 801-60187

RIA

Registered Investment Advisory firm - (4/6/2001 Approved)

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Contact information

Main Address

1609 Stubbs Avenue, Monroe, LA 71201

Mailing Address

Phone number

(318) 324-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	2,582
AUM (Assets Under Management)	$ 1,461,903,002

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/20/2025	Cover Page	Report
01/27/2025	Cover Page	Report
03/27/2024	Cover Page	Report
02/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Trey D. Curtis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trey Damon Curtis's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

HOWARD WEIL INCORPORATED

ICBA FINANCIAL SERVICES CORPORATION

AMSOUTH INVESTMENT SERVICES, INC.

INVEST FINANCIAL CORPORATION

PRUCO SECURITIES, LLC.

CHARLES SCHWAB & CO., INC.

SIGNAL SECURITIES, INC.

Primary Firm SEC Registration

ARGENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/2001

Series 63

Date: 2/7/1997

SIE

Date: 10/1/2018

Series 7

Date: 5/9/1997

Series 6

Date: 2/7/1997

FINRA

Current Firm

ARGENT ADVISORS, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ARGENT ADVISORS, INC.

TRUST BUT VERIFY

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