Glenn R. Busard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Richard Busard SR, ChFC®, CLU®, who also goes by Glenn Richard Busard, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1997. Glenn had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2010 - February 2, 2022
AUTHENTIC FINANCIAL PLANNING
March 13, 2008 - June 16, 2009
ON INVESTMENT MANAGEMENT CO
February 22, 2008 - June 16, 2009
THE O.N. EQUITY SALES COMPANY
February 12, 1997 - January 29, 1998
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AUTHENTIC FINANCIAL PLANNING
CRD#: 153032 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 150,000 |
Red Flags
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