John W. Pink
Professional summary
John William Pink SR, AIF®, ChFC® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Wappingers Falls, New York and KESTRA INVESTMENT SERVICES, LLC located in Wappingers Falls, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John William Pink SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 942 Rt. 376 Suite 205, Wappingers Falls, NY 12590June 6, 2007 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3 Nancy Court Suite 1, Wappingers Falls, NY 12590May 7, 2003 - June 13, 2007
1717 CAPITAL MANAGEMENT COMPANY
October 19, 1998 - June 13, 2007
1717 CAPITAL MANAGEMENT COMPANY
September 30, 1998 - October 8, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 30, 1998 - October 8, 1998
EQUITABLE ADVISORS, LLC
September 16, 1997 - August 24, 1998
DB ALEX. BROWN LLC
February 18, 1997 - August 22, 1997
ROYCE INVESTMENT GROUP, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2023)
(1/3/2018)
(6/6/2007)
(3/3/2021)
(6/6/2007)
(9/19/2025)
(1/7/2021)
(3/12/2024)
(6/6/2007)
(6/6/2007)
(6/17/2021)
(8/23/2017)
(4/24/2025)
(1/3/2018)
(3/1/2021)
(10/4/2021)
(9/27/2018)
(7/31/2023)
(6/21/2024)
(6/24/2024)
(3/26/2014)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Wappingers Falls, NY 12590TRUST BUT VERIFY
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