JP
John W. Pink
KESTRA ADVISORY SERVICES
WAPPINGERS FALLS, NY 12590
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CRD#: 2850093
JP
Professional summary
John William Pink SR, AIF®, ChFC® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Wappingers Falls, New York and KESTRA INVESTMENT SERVICES, LLC located in Wappingers Falls, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: OA Todd Middle School Investment Related: No Address: 11 Croft Rd. Poughkeepsie NY 12603 Nature of Business: Other Other/None of the Above Science Team Advisor Position, Title or Relationship: Other,Science Team Advisor Start Date: 2/22/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Science Team Advisor/ CoachBusiness Name: Ash Brokerage Investment Related: No Address: 7609 West Jefferson Blvd Fort Wayne IN 46804 Nature of Business: Insurance Position, Title or Relationship: Other,Broker Start Date: 7/9/2007 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: BrokerBusiness Name: J. Pink Associates, Inc., Financial Advisors Investment Related: Yes Address: 500 Summit Lake Dr. Ste. 120 Valhalla NY 10595 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner, Financial Advisor Start Date: 3/7/2007 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisory, Registered Rep NFP, Financial PlanningBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Colangelo Group Inc. Investment Related: No Address: 2525 Palmer Ave. New Rochelle NY 10801 Nature of Business: Insurance Position, Title or Relationship: I refer health insurance business to this company and receive a portion or the commissions Start Date: 12/31/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I refer health insurance business to this company and receive a portion or the commissions
CRS (Client Relationship Summary) - RIA
Click below to view John William Pink SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 17, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 942 Rt. 376 Suite 205, Wappingers Falls, NY 12590RIA
CRD#: 283330
WAPPINGERS FALLS, NY
Current
June 6, 2007 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3 Nancy Court Suite 1, Wappingers Falls, NY 12590BD
CRD#: 42046
Wappingers Falls, NY
Past
May 7, 2003 - June 13, 2007
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
TARRYTOWN, NY
Past
October 19, 1998 - June 13, 2007
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
TARRYTOWN, NY
Past
September 30, 1998 - October 8, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
September 30, 1998 - October 8, 1998
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
September 16, 1997 - August 24, 1998
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
Past
February 18, 1997 - August 22, 1997
ROYCE INVESTMENT GROUP, INC.
BD
CRD#: 10494
WOODBURY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/14/2023)
RR
Colorado(1/3/2018)
RR
Connecticut(6/6/2007)
RR
Delaware(3/3/2021)
RR
Florida(6/6/2007)
RR
Louisiana(9/19/2025)
RR
Massachusetts(1/7/2021)
RR
Nevada(3/12/2024)
RR
New Jersey(6/6/2007)
RR
New York(6/6/2007)
IAR
New York(6/17/2021)
RR
North Carolina(8/23/2017)
RR
Ohio(4/24/2025)
RR
Oklahoma(1/3/2018)
RR
Pennsylvania(3/1/2021)
RR
Rhode Island(10/4/2021)
RR
South Carolina(9/27/2018)
RR
South Dakota(7/31/2023)
RR
Texas(6/21/2024)
IAR
Texas(6/24/2024)
RR
Virginia(3/26/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Wappingers Falls, NY 12590TRUST BUT VERIFY
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