Laura J. Atty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Joan Atty was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1997. Laura had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2017 - September 18, 2023
STONEY CREEK ADVISORS LLC
January 19, 2017 - February 7, 2017
SECURIAN FINANCIAL SERVICES, INC.
October 20, 2016 - February 7, 2017
SECURIAN FINANCIAL SERVICES, INC.
May 28, 2014 - October 12, 2016
FIRST ALLIED SECURITIES, INC.
August 20, 2013 - May 12, 2014
INVEST FINANCIAL CORPORATION
December 24, 1997 - November 18, 1998
ROBERT W. BAIRD & CO. INCORPORATED
February 18, 1997 - January 3, 1998
FIRST OF MICHIGAN CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STONEY CREEK ADVISORS LLC
CRD#: 284038 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 307 |
| AUM (Assets Under Management) | $ 47,866,529 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
