Mary N. Hackley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Nathalie Hackley, who also goes by Mary N Hackley, Mimi Hackley, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1997. Mary had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - June 1, 2018
SHARKEY HOWES & JAVER INC
March 6, 1997 - September 24, 1997
IDS LIFE INSURANCE COMPANY
March 6, 1997 - September 24, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
SHARKEY HOWES & JAVER INC
CRD#: 106050 / SEC#: 801-38328
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHARKEY HOWES & JAVER INC
CRD#: 106050 / SEC#: 801-38328
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,390 |
| AUM (Assets Under Management) | $ 917,028,734 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
