MS
Matthew A. Swendiman
CREW CAPITAL MANAGEMENT, LTD.
CINCINNATI, OH 45209
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CRD#: 2849367
MS
Professional summary
Matthew Ashley Swendiman is a registered financial advisor currently at CREW CAPITAL MANAGEMENT, LTD. located in Cincinnati, Ohio.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Matthew has worked at 11 firms and has passed the Series 66, Series 7TO, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS: TRINITY EPISCOPAL CHURCH INVESTMENT-RELATED: NO ADDRESS: 326 MADISON AVE, COVINGTON, KY 41011 NATURE OF BUSINESS: CHARITABLE SERVICES ORGANIZATION POSITION: BOARD & COMMITTEE MEMBER HOURS: 1-5 DUTIES: FINANCE CHAIR --- NAME OF BUSINESS: XAVIER UNIVERSITY INVESTMENT-RELATED: NO ADDRESS: 3800 VICTORY PARKWAY, CINCINNATI OH, 45207 NATURE OF BUSINESS: ADVISORY BOARD MEMBER, WILLIAMS COLLEGE OF BUSINESS POSITION: BOARD MEMBER HOURS: LESS THAN 10 PER MONTH DUTIES: PARTICIPATE IN BOARD MATTERS NAME OF BUSINESS: ST. ELIZABETH FOUNDATION INVESTMENT-RELATED: NO ADDRESS: N. KENTUCKY/GREATER CINCINNATI REGION NATURE OF BUSINESS: CHARITABLE POSITION: CHAIR HOURS: 1-5 / MONTH DUTIES: SERVE ON SAMARITAN COMMITTEE NAME OF BUSINESS: ST. ELIZABETH HEALTHCARE INVESTMENT-RELATED: NO ADDRESS: CINCINNATI OH NATURE OF BUSINESS: HOSPITAL POSITION: AUDIT, INVESTMENT AND FINANCE COMMITTEE HOURS: 1-5 DUTIES: COMMITTEE MEMBER NAME OF BUSINESS: SELBY SWENDIMAN PROPERTIES INVESTMENT-RELATED: YES ADDRESS: 1256 Audubon Road, Park Hills KY 41011 NATURE OF BUSINESS: Residential Real Estate Investing POSITION: Member HOURS: Less than 5 HOURS PER WEEK DUTIES: Real Estate Investing NAME OF BUSINESS: DITM, LLC INVESTMENT-RELATED: YES ADDRESS: 1256 Audubon Road, Park Hills KY 41011 NATURE OF BUSINESS: Residential Real Estate Investing POSITION: Member HOURS: Less than 5 HOURS PER WEEK DUTIES: Real Estate Investing NAME OF BUSINESS: 236 SHELBY, LLC INVESTMENT-RELATED: YES ADDRESS: 1256 Audubon Road, Park Hills KY 41011 NATURE OF BUSINESS: Residential Real Estate Investing POSITION: Member HOURS: Less than 5 HOURS PER WEEK DUTIES: Real Estate Investing NAME OF BUSINESS: KNOCKOUT CONCEPTS INVESTMENT-RELATED: YES ADDRESS: 541 West Rich Street, Columbus, OH 43215 NATURE OF BUSINESS: 3D Mobile Scanning POSITION: Member HOURS: Less than 5 HOURS PER WEEK DUTIES: Business Consulting TrustFirst Broker-dealer (See main office address for this broker/dealer.) Investment Related activity for which I plan to take over as the CEO once licensed. 5-20 hours per month DCincy Investment Related 3020 K Street, NW, Suite 201 Washington, D.C. Holding Co. for F/M Chairman and CCO of holding company. 5-20 hours a month
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Ashley Swendiman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2015 - Present
CREW CAPITAL MANAGEMENT, LTD.
Office #1: 4030 Smith Rd. Suite 200, Cincinnati, OH 45209RIA
CRD#: 125402
CINCINNATI, OH
Past
May 10, 2021 - February 21, 2022
TRUSTFIRST
BD
CRD#: 39057
KNOXVILLE, TN
Past
August 12, 2020 - March 2, 2023
F/M INVESTMENTS LLC
RIA
CRD#: 304405
WASHINGTON, DC
Past
June 25, 2015 - October 21, 2015
KNELMAN ASSET MANAGEMENT GROUP, LLC
RIA
CRD#: 148217
LAWRENCEBURG, IN
Past
December 8, 2011 - October 31, 2014
SWENDIMAN WEALTH STRATEGIES, INC
RIA
CRD#: 159551
PARK HILLS, KY
Past
October 27, 2009 - May 11, 2011
CLEARARC CAPITAL, INC.
RIA
CRD#: 104650
CINCINNATI, OH
Past
June 9, 2009 - August 23, 2010
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
BD
CRD#: 144464
CINCINNATI, OH
Past
April 13, 2006 - May 8, 2009
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Past
July 23, 2002 - May 2, 2005
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Past
September 13, 2001 - July 2, 2002
CONSECO EQUITY SALES, INC.
BD
CRD#: 4125
CARMEL, IN
Past
May 5, 1998 - August 5, 1998
FORESIDE DISTRIBUTION SERVICES, L.P.
BD
CRD#: 15634
PORTLAND, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CREW CAPITAL MANAGEMENT, LTD.
ARDOR WEALTH MANAGEMENT | INSURANCE DILIGENCE SOLUTIONS | CREW CAPITAL MANAGEMENT, LTD.
CRD#: 125402 / SEC#: 801-119376
RIA
Registered Investment Advisory firm - (8/31/2020 Approved)Kentucky
Registered Investment Advisory firm - (9/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (12/12/2017 Terminated)Ohio
Registered Investment Advisory firm - (9/15/2020 Terminated)Texas
Registered Investment Advisory firm - (9/15/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(9/11/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/8/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CC
CREW CAPITAL MANAGEMENT, LTD.
ARDOR WEALTH MANAGEMENT | INSURANCE DILIGENCE SOLUTIONS | CREW CAPITAL MANAGEMENT, LTD.
CRD#: 125402 / SEC#: 801-119376
RIA
Registered Investment Advisory firm - (8/31/2020 Approved)Kentucky
Registered Investment Advisory firm - (9/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (12/12/2017 Terminated)Ohio
Registered Investment Advisory firm - (9/15/2020 Terminated)Texas
Registered Investment Advisory firm - (9/15/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4030 Smith Rd. Suite 200, Cincinnati, OH 45209
Mailing Address
Phone number
(513) 245-2620
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 572 |
| AUM (Assets Under Management) | $ 216,400,238 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CREW CAPITAL MANAGEMENT, LTD.
CRD#: 125402Cincinnati, OH 45209TRUST BUT VERIFY
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