Matthew Ashley Swendiman
Professional Summary
Matthew Ashley Swendiman is a registered financial advisor currently at CREW CAPITAL MANAGEMENT, LTD. located in Cincinnati, Ohio. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Matthew has worked at 11 firms and has passed the Series 66, Series 7TO, Series 7, Series 6, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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CAPITAL ADVISORY SERVICES, LLC
Videos & Posts
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Contact Information
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Disclosures on record.
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CAPITAL ADVISORY SERVICES, LLC
Years of Experience
28 years in the financial services industry
Current & Past Employments
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CAPITAL ADVISORY SERVICES, LLC
Current Firm
ARDOR WEALTH MANAGEMENT | INSURANCE DILIGENCE SOLUTIONS | CREW CAPITAL MANAGEMENT, LTD.
Contact Information
Main Address
4030 Smith Rd. Suite 200, Cincinnati, OH 45209Phone Number
(513) 245-2620# of Employees
7SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
539AUM (Assets Under Management)
$235,415,875Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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CAPITAL ADVISORY SERVICES, LLC
Primary Firm SEC Registration
ARDOR WEALTH MANAGEMENT | INSURANCE DILIGENCE SOLUTIONS | CREW CAPITAL MANAGEMENT, LTD.
State Registrations and Notice Filings
(9/11/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1998About the Series 6 examSimilar Advisors
CAPITAL ADVISORY SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Ashley Swendiman's CRS (Customer Relationship Summary).
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CAPITAL ADVISORY SERVICES, LLC
