Christopher J. Callison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Callison, who also goes by Chris Callison, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2015 - December 14, 2016
ONEAMERICA SECURITIES, INC.
September 3, 2015 - December 14, 2016
ONEAMERICA SECURITIES, INC.
November 5, 2014 - July 30, 2015
HORNOR, TOWNSEND & KENT, LLC
November 5, 2014 - July 30, 2015
HORNOR, TOWNSEND & KENT, LLC
May 14, 2014 - October 2, 2014
HORNOR, TOWNSEND & KENT, LLC
April 11, 2013 - October 2, 2014
HORNOR, TOWNSEND & KENT, LLC
February 15, 2011 - December 21, 2012
NEW ENGLAND SECURITIES
February 11, 2011 - December 21, 2012
NEW ENGLAND SECURITIES
July 17, 2009 - November 11, 2009
WOODSTOCK FINANCIAL GROUP, INC.
July 18, 2008 - November 11, 2009
WOODSTOCK FINANCIAL GROUP, INC.
October 17, 2000 - July 15, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
January 4, 2000 - November 2, 2000
CONSUMER CONCEPTS INVESTMENTS, INC.
April 30, 1999 - December 31, 1999
MEDALLION EQUITIES, INC.
May 28, 1997 - May 25, 1999
WMA SECURITIES, INC.
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
