David L. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lee Johnson was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1997. David had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2017 - June 8, 2017
SAMMONS FINANCIAL NETWORK, LLC
February 9, 2002 - December 31, 2016
PARKLAND SECURITIES, LLC
September 23, 1998 - February 9, 2002
WALNUT STREET SECURITIES, INC.
March 27, 1998 - June 23, 1998
TOWER SQUARE SECURITIES, INC.
September 9, 1997 - March 26, 1998
LOCUST STREET SECURITIES, INC.
March 7, 1997 - April 2, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SAMMONS FINANCIAL NETWORK, LLC
CRD#: 158538 / SEC#: , 8-68905
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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