Patrick A. Ring
Professional summary
Patrick Allen Ring is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Pittsburgh, Pennsylvania.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1997. Patrick has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 26, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Allen Ring's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2003 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 420 Fort Duquesne Boulevard Suite 973, Pittsburgh, PA 15222June 17, 2003 - November 23, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
June 5, 1998 - June 2, 2003
TCF INVESTMENTS, INC.
February 27, 1997 - May 18, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2017)
(2/8/2008)
(2/8/2008)
Exams
Series 99TO
Date: 8/28/2024
Operations Professional ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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