Scott C. Campbell

AE WEALTH MANAGEMENT

Austin, TX 78701

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CRD#: 2848797

Professional summary

Scott Christopher Campbell, who also goes by Scott C Campbell, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Austin, Texas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Scott has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott C Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) AUSTIN FIRST FINANCIAL; YES INVESTMENT RELATED; 1502 WEST AVE AUSTIN, TX, 78701; INSURANCE SALES; PRESIDENT/ADVISOR; START DATE 09/1999; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.2.)UNIVERSITY OF TEXAS; YES INVESTMENT RELATED; 110 INNER CAMPUS DR., AUSTIN, TX 78705; ADULT EDUCATION INSTRUCTOR; START DATE 08/2007; APPROX 2 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; TEACHES COURSES ON RETIREMENT RELATED SUBJECTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Christopher Campbell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2019 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 1502 West Ave Ste 204, Austin, TX 78701

RIA

CRD#: 282580

Austin, TX

Past

January 25, 2018 - August 19, 2019

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

AUSTIN, TX

Past

November 6, 2012 - January 17, 2018

SGL FINANCIAL, LLC

RIA

CRD#: 158023

AUSTIN, TX

Past

September 1, 2010 - April 1, 2011

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

AUSTIN, TX

Past

January 11, 2000 - October 15, 2001

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

January 22, 1998 - January 19, 2000

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

February 7, 1997 - January 28, 1998

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/18/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/6/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/2/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/6/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott C. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Christopher Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH WATCH ADVISORS, INC

SGL FINANCIAL, LLC

REDHAWK WEALTH ADVISORS, INC.

WOODBURY FINANCIAL SERVICES, INC.

MONY SECURITIES CORPORATION

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/18/2010

Series 63

Date: 2/6/1997

Series 7

Date: 9/2/2000

Series 6

Date: 2/6/1997

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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