Karen H. Kubica
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Heyde Kubica, who also goes by Karen Jean Heyde, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 1997. Karen had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 1999 - November 18, 2017
VOYA FINANCIAL PARTNERS, LLC
January 26, 1999 - August 25, 1999
VERAVEST INVESTMENTS, INC.
October 17, 1997 - January 5, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 3, 1997 - January 11, 1999
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
