RJ
Richard K. Johnson
PCG WEALTH MANAGEMENT
Lombard, IL 60148
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CRD#: 2848793
RJ
Professional summary
Richard Kent Johnson, who also goes by Richard Johnson, is a registered financial advisor currently at PCG WEALTH MANAGEMENT located in Lombard, Illinois and LPL FINANCIAL LLC located in Lombard, Illinois.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/04/2017 - PCG WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 60%/ Lombard, IL 2. 12/04/2017 - CRUMP/ NON-VARIABLE INSURANCE/ 2%/ Lombard, IL 3. 12/04/2017 - RKJ & ASSOCIATES/ TAX PREP, ACCOUNTING, CPA/ 5%/ Lombard, IL 4. 12/4/2017 - Insurance Designers of Kansas City - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/04/2017 - 10 Hours Per Month/2 Hours During Securities Trading - Time Spent 2% - Fixed insurance. 5. 1/5/2018 - PCG Wealth Advisors, LLC - DBA: PCG Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 12/04/2017 - 30 Hours Per Month During Securities Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 30 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 1/5/2018 - PCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 01/05/2018 - 10 Hours Per Month During Securities Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 10 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 5/15/2018 - RKJ & ASSOCIATES LTD - Investment Related - Lombard, IL - Third Party Administrator (TPA) - Start Date: 12/01/2017 - 20 Hours Per Month/5 Hours During Securities Trading - Pension plan administration. 8. 7/10/2018 - Associates of Clifton Park - Investment Related - 747 Pierce Rd., Clifton Park, NY 12065 - Non-Variable Insurance - Insurance Producer - Start Date: 06/19/2018 - 1 Hour Per Month/1 Hour During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Kent Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2018 - Present
PCG WEALTH MANAGEMENT
Office #1: 377 E. Butterfield Rd. Ste. 640, Lombard, IL 60148RIA
CRD#: 290977
Lombard, IL
Current
December 4, 2017 - Present
LPL FINANCIAL LLC
Office #1: 377 E Butterfield Rd Ste 640, Lombard, IL 60148RIA
BD
CRD#: 6413
Lombard, IL
Past
December 4, 2017 - January 4, 2018
GOOD LIFE ADVISORS, LLC
RIA
CRD#: 171898
Westchester, IL
Past
January 23, 1998 - December 12, 2017
WADDELL & REED
RIA
CRD#: 866
OAK BROOK, IL
Past
February 6, 1997 - December 12, 2017
WADDELL & REED
BD
CRD#: 866
OAK BROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PCG WEALTH MANAGEMENT
LIMESTONE WEALTH MANAGEMENT | WEALTHSPRINGS, LLC | PCG WEALTH MANAGEMENT, LLC | PCG WEALTH MANAGEMENT | PCG WEALTH ADVISORS, LLC | PCG WEALTH ADVISORS
CRD#: 290977 / SEC#: 801-112183
RIA
Registered Investment Advisory firm - (12/15/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/4/2017)
RR
Illinois(12/4/2017)
IAR
Illinois(1/4/2018)
RR
Nevada(7/11/2024)
RR
South Carolina(12/4/2017)
RR
Wisconsin(2/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PCG WEALTH MANAGEMENT
LIMESTONE WEALTH MANAGEMENT | WEALTHSPRINGS, LLC | PCG WEALTH MANAGEMENT, LLC | PCG WEALTH MANAGEMENT | PCG WEALTH ADVISORS, LLC | PCG WEALTH ADVISORS
CRD#: 290977 / SEC#: 801-112183
RIA
Registered Investment Advisory firm - (12/15/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5700 W. 112th Street, Suite 120, Overland Park, KS 66211
Mailing Address
Phone number
(913) 323-3112
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,795 |
| AUM (Assets Under Management) | $ 765,458,126 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PCG WEALTH MANAGEMENT
CRD#: 290977Lombard, IL 60148TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
