Angela M. Plesh
Professional summary
Angela Marie Plesh, who also goes by Angela Marie Plesh, is a registered financial professional currently at FIRST MANHATTAN SECURITIES LLC located in New York, New York.
Angela is registered as a RR (Registered Representative) and started their career in finance in 1997. Angela has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Angela Marie Plesh's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2024 - Present
FIRST MANHATTAN SECURITIES LLC
Office #1: 399 Park Avenue, New York, NY 10022March 8, 2022 - September 18, 2024
FIRST MANHATTAN SECURITIES LLC
April 4, 2013 - March 2, 2022
RBC CAPITAL MARKETS, LLC
July 6, 2006 - March 28, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 7, 2003 - September 13, 2005
RBC CAPITAL MARKETS, LLC
February 12, 2001 - March 7, 2003
FIRST INSTITUTIONAL SECURITIES, L.L.C.
May 14, 1998 - June 28, 2000
ROBERT W. BAIRD & CO. INCORPORATED
April 7, 1997 - November 11, 1997
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
FIRST MANHATTAN SECURITIES LLC
CRD#: 1845 / SEC#: 801-12411, 8-10438
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FMC GROUP HOLDINGS LP | LIMITED PARTNERSHIP | |
| WYDRA, ZACHARY A | CHIEF EXECUTIVE OFFICER | 2937857 |
| ASPEN, ANDREW JOSEPH | CHIEF LEGAL OFFICER | 5282749 |
| COVINO, JEREMY PAUL | CHIEF COMPLIANCE OFFICER (FOR PURPOSES OF FINRA RULE 3130) | 6794503 |
| PINTO, ALVARO SPINOLA | FINOP/PRINCIPAL OPERATIONS OFFICER | 6367887 |
| SAMMARCO, JOSEPH ANTHONY | CO-DIRECTOR OF OPERATIONS; HEAD OF SUPERVISION | 2982052 |
Regulatory assets under management
| Total Number of Accounts | 5,308 |
| AUM (Assets Under Management) | $ 29,853,233,052 |
Disclosures
| Regulatory Event | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2022 |
Red Flags
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