Thomas J. Molinelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas James Molinelli, who also goes by Thomas Molinelli, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1997. Thomas had worked at 6 firms and has passed the Series 63, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2012 - December 19, 2012
KFM SECURITIES, INC.
May 20, 2008 - October 2, 2012
QUATTRO M SECURITIES INC.
October 31, 2007 - June 2, 2008
GLOBAL EMERGING CAPITAL GROUP, LLC
January 2, 2002 - October 22, 2007
KEVIN G. BOYLE SECURITIES, INC.
October 1, 2000 - January 9, 2002
JBS SECURITIES CORP.
August 15, 1997 - May 5, 1999
DIRECT BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/24/2008
Limited Representative-Equity Trader ExamSeries 25
Date: 2/24/2003
NYSE Trading Assistant ExaminationCurrent Firm
KFM SECURITIES, INC.
CRD#: 142186 / SEC#: , 8-67437
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUCCHESI, JEFFREY | CEO/PRES/TREAS/CFO/CCO/COO/DIR | 1869941 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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