TM

Thomas J. Molinelli

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CRD#: 2848754
TM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas James Molinelli, who also goes by Thomas Molinelli, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1997. Thomas had worked at 6 firms and has passed the Series 63, Series 55, Series 25 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Thomas Molinelli

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 4, 2012 - December 19, 2012

KFM SECURITIES, INC.

BD
CRD#: 142186
NEW YORK, NY
Past

May 20, 2008 - October 2, 2012

QUATTRO M SECURITIES INC.

BD
CRD#: 39289
NEW YORK, NY
Past

October 31, 2007 - June 2, 2008

GLOBAL EMERGING CAPITAL GROUP, LLC

BD
CRD#: 130120
NEW YORK, NY
Past

January 2, 2002 - October 22, 2007

KEVIN G. BOYLE SECURITIES, INC.

BD
CRD#: 40190
NEW YORK, NY
Past

October 1, 2000 - January 9, 2002

JBS SECURITIES CORP.

BD
CRD#: 37458
NEW YORK, NY
Past

August 15, 1997 - May 5, 1999

DIRECT BROKERAGE, INC.

BD
CRD#: 24907
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 11/24/2008
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 25
Date: 2/24/2003
NYSE Trading Assistant Examination
General Industry/Product Exam

Current Firm


KS
KFM SECURITIES, INC.
KFM SECURITIES, INC.

CRD#: 142186 / SEC#: , 8-67437

BD
Terminated by SEC on 05/31/2019
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 09/15/2006
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
LUCCHESI, JEFFREYCEO/PRES/TREAS/CFO/CCO/COO/DIR1869941

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KFM SECURITIES, INC.

CRD#: 142186

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