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KL

Kim M. Labarbiera-paschall

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CRD#: 2848671
KL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kim Marie Labarbiera-paschall, who also goes by Kim Marie Labarbiera, Kim Marie Labarbiera-pascall, was a registered financial professional .

Kim is a previously registered financial professional and started their career in finance in 1997. Kim had worked at 10 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kim Marie Labarbiera | Kim Marie Labarbiera-Pascall

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 8, 2012 - September 25, 2013

FOLIO RESEARCH, LLC

RIA
CRD#: 164058
MCLEAN, VA
Past

February 27, 2012 - August 13, 2012

GOLDMAN SACHS CUSTODY SOLUTIONS

BD
CRD#: 48015
MCLEAN, VA
Past

August 8, 2006 - November 9, 2010

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
BETHESDA, MD
Past

August 8, 2006 - November 9, 2010

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
BETHESDA, MD
Past

January 26, 2005 - May 23, 2006

CETERA ADVISORS LLC

RIA
CRD#: 10299
DENVER, CO
Past

January 25, 2005 - May 23, 2006

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

December 16, 2002 - January 3, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
CENTREVILLE, VA
Past

August 12, 2002 - January 3, 2005

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 12, 2002 - January 3, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

August 3, 2001 - August 5, 2002

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

October 15, 1999 - November 28, 2000

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ
Past

June 5, 1997 - June 9, 1999

REPUBLIC FINANCIAL SERVICES CORPORATION

BD
CRD#: 38293
NEW YORK, NY
Past

February 11, 1997 - June 2, 1997

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/13/2002
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


FR
FOLIO RESEARCH, LLC
FOLIO RESEARCH, LLC

CRD#: 164058 / SEC#:

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Contact information


Main Address
8180 Greensboro Drive 8th Floor, Mclean, VA 22102-3888
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FOLIO RESEARCH, LLC

CRD#: 164058

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