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Kim Marie Labarbiera-paschall

CRD# 2848671·Registered 1997 - 2013
Previously Registered: Being a previously registered professional could mean that Kim is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kim Marie Labarbiera-paschall, who also goes by Kim Marie Labarbiera, Kim Marie Labarbiera-pascall, was a registered financial advisor. Kim was a previously registered financial professional and started their career in finance 1997 - 2013. Kim had worked at 10 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kim Marie Labarbiera, Kim Marie Labarbiera-Pascall

Blog Corner

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

FOLIO RESEARCH, LLC·CRD# 164058
RIA
Mclean, VA
November 8, 2012 - September 25, 2013
GOLDMAN SACHS CUSTODY SOLUTIONS·CRD# 48015
BD
Mclean, VA
February 27, 2012 - August 13, 2012
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
RIA
Bethesda, MD
August 8, 2006 - November 9, 2010
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Bethesda, MD
August 8, 2006 - November 9, 2010
CETERA ADVISORS LLC·CRD# 10299
RIA
Denver, CO
January 26, 2005 - May 23, 2006
CETERA ADVISORS LLC·CRD# 10299
BD
Greenwood Village, CO
January 25, 2005 - May 23, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Centreville, VA
December 16, 2002 - January 3, 2005
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
August 12, 2002 - January 3, 2005
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
August 12, 2002 - January 3, 2005
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 3, 2001 - August 5, 2002
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Edison, NJ
October 15, 1999 - November 28, 2000
REPUBLIC FINANCIAL SERVICES CORPORATION·CRD# 38293
BD
New York, NY
June 5, 1997 - June 9, 1999
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 11, 1997 - June 2, 1997

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Current Firm

FR
FOLIO RESEARCH, LLC

FOLIO RESEARCH, LLC

CRD#: 164058

Contact Information

Main Address

8180 Greensboro Drive 8th Floor, Mclean, VA 22102-3888

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2002About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1997About the Series 6 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Mar 2003About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Sep 2002About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Aug 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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