LT
Lance K. Tempest
LANDMARK WEALTH ADVISORS
Farmington, UT 84025
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CRD#: 2848600
LT
Professional summary
Lance Keith Tempest is a registered financial advisor currently at LANDMARK WEALTH ADVISORS, LLC located in Farmington, Utah.
Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Lance has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OUTSIDE SALES OF FIXED LIFE/HEALTH INSURANCE. investment related; less than 1 hour per month during and after securities trading hours; started 06/1999 2) BOOKKEEPING SERVICES FOR FAMLIES. not investment related; owner; duties: Bank statement reconciliation, mailing checks that have been signed by account owners, providing spending reports to account owners, budgeting exercises as required; 5 hours/5 security hours per month; percentage of total yearly compensation expected to be ~1%; started 06/2022
CRS (Client Relationship Summary) - RIA
Click below to view Lance Keith Tempest's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2013 - Present
LANDMARK WEALTH ADVISORS, LLC
Office #1: 286 South 200 West Suite 230, Farmington, UT 84025RIA
CRD#: 166989
Farmington, UT
Past
March 30, 2006 - July 3, 2013
TEMPEST FINANCIAL ADVISORS, L.C.
RIA
CRD#: 139493
CENTERVILLE, UT
Past
February 24, 1997 - October 12, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
CENTERVILLE, UT
Past
February 6, 1997 - October 12, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
CENTERVILLE, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LANDMARK WEALTH ADVISORS, LLC
LANDMARK WEALTH ADVISORS, LLC
CRD#: 166989 / SEC#: 801-130036
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)Texas
Registered Investment Advisory firm - (6/10/2024 Terminated)Utah
Registered Investment Advisory firm - (6/11/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/5/2024)
IAR
Utah(5/10/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
LW
LANDMARK WEALTH ADVISORS, LLC
LANDMARK WEALTH ADVISORS, LLC
CRD#: 166989 / SEC#: 801-130036
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)Texas
Registered Investment Advisory firm - (6/10/2024 Terminated)Utah
Registered Investment Advisory firm - (6/11/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
286 South 200 West Suite 230, Farmington, UT 84025
Mailing Address
Phone number
(801) 295-8700
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 476 |
| AUM (Assets Under Management) | $ 122,490,704 |
Red Flags
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Company Information
LANDMARK WEALTH ADVISORS, LLC
CRD#: 166989Farmington, UT 84025TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
