MM
Molly L. Mcguire
MONEY CONCEPTS CAPITAL CORP
Bozeman, MT 59718
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CRD#: 2848291
MM
Professional summary
Molly Lauer Mcguire, who also goes by Molly Mcguire, Molly Lauer Mcguire, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Bozeman, Montana.
Molly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Molly has worked at 5 firms and has passed the Series 66, Series 63, Series 6TO, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Molly Mcguire | Molly Lauer Mcguire
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LWK Associates - Franchise of H&R Block - Non Investment Related Activity
2855 N 19th Ave, Suite J. Bozeman, MT 59718. Tax Preparation and Advice
Tax Associate - Employee of LWK Associates.Duties include tax preparation for federal and state tax returns. Start Date: 02/2020 - 6.5 hours per month during trading hours, 10 hours per month total.
Sweet Pea festival of Arts. Start Date 2018. Admissions, volunteer recruitment training. 10 total hours per month. One hour during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Molly Lauer Mcguire's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Molly Lauer Mcguire's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 2020 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 2855 N. 19th Ave. Suite J, Bozeman, MT 59718Office #2: 85 Mill Town Loop, Unit B, Bozeman, MT 59718RIA
BD
CRD#: 12963
Bozeman, MT
Current
June 23, 2020 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 2855 N. 19th Ave. Suite J, Bozeman, MT 59718Office #2: 85 Mill Town Loop, Unit B, Bozeman, MT 59718RIA
BD
CRD#: 12963
Bozeman, MT
Past
August 7, 2019 - January 10, 2020
EDWARD JONES
RIA
CRD#: 250
BOZEMAN, MT
Past
July 11, 2019 - January 9, 2020
EDWARD JONES
BD
CRD#: 250
BOZEMAN, MT
Past
June 4, 2008 - July 17, 2008
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
HARTFORD, CT
Past
December 15, 2000 - October 5, 2005
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
BD
CRD#: 487
CHARLOTTE, NC
Past
February 11, 1998 - January 28, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/21/2021)
RR
Missouri(10/21/2021)
RR
Montana(6/23/2020)
IAR
Montana(6/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 7/11/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963Bozeman, MT 59718TRUST BUT VERIFY
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