Heather Craven
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather Craven, who also goes by Heather Rene Craven, was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 1997. Heather had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2023 - January 23, 2026
BUCK WEALTH STRATEGIES, LLC
January 27, 2022 - May 10, 2023
AE WEALTH MANAGEMENT, LLC
January 13, 2022 - January 16, 2026
MADISON AVENUE SECURITIES, LLC
June 17, 2019 - November 29, 2021
SECURITIES AMERICA ADVISORS, INC.
June 17, 2019 - November 29, 2021
SECURITIES AMERICA, INC.
March 6, 2017 - December 18, 2018
FIRST ALLIED SECURITIES, INC.
October 6, 2015 - December 18, 2018
SUMMIT BROKERAGE SERVICES, INC.
September 25, 2013 - December 18, 2018
CETERA FINANCIAL SPECIALISTS LLC
September 17, 2013 - December 18, 2018
CETERA WEALTH SERVICES, LLC
July 27, 2013 - December 18, 2018
CETERA INVESTMENT SERVICES LLC
January 1, 1999 - December 18, 2018
CETERA ADVISORS LLC
February 18, 1997 - December 18, 2018
CETERA ADVISORS LLC
Primary Firm SEC Registration
BUCK WEALTH STRATEGIES, LLC
CRD#: 322138 / SEC#: 801-126075
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCK WEALTH STRATEGIES, LLC
CRD#: 322138 / SEC#: 801-126075
Contact information
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,982 |
| AUM (Assets Under Management) | $ 565,377,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/14/2026 | ||
| 12/03/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
