Christopher D. Scott
Professional summary
Christopher David Scott was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial advisor and started their career in finance in 1997. Prior to being barred, Christopher had worked at 4 firms, which includes SALT SPRAY CAPITAL, WESTCAP SECURITIES INC., FIRST ALLIED SECURITIES INC., INTERFIRST CAPITAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2009 - June 3, 2013
SALT SPRAY CAPITAL
March 23, 2004 - March 6, 2007
WESTCAP SECURITIES, INC.
December 5, 2002 - March 6, 2007
WESTCAP SECURITIES, INC.
February 11, 2002 - December 4, 2002
FIRST ALLIED SECURITIES, INC.
January 29, 1997 - February 11, 2002
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Series 55
Date: 11/28/2001
Limited Representative-Equity Trader ExamCurrent Firm
SALT SPRAY CAPITAL
CRD#: 149675 / SEC#: , 8-68179
Contact information
Documents
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