Ziyah R. Esbenshade
TRIVIUM POINT ADVISORY | Private Wealth Advisor
WHITE PLAINS, NY 10604
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CRD#: 2847848
Professional summary
Ziyah Ruth Esbenshade, CFP®, who also goes by Zi-yah Ruth Esbenshade, is a registered financial advisor currently at TRIVIUM POINT ADVISORY, LLC located in White Plains, New York and LPL FINANCIAL LLC located in White Plans, New York.
Ziyah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Ziyah has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Divorce Planning
Comprehensive Financial Planni...
Education Planning
Insurance Planning
Retirement Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Zi-Yah Ruth Esbenshade
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 12/04/2023 - Trivium Point Advisory, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) - Start Date 11/16/2023 2) 03/12/2024 - Trivium Point Advisory LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/28/2023 - 173 Hrs/mo During Trading - I provide investment advisory services through Trivium Point Advisory LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 06/24/2024 - Trivium Point Accounting- Inv Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started: 5/30/2024 - 0 Hr/Mo. 4) 07/25/2024 - Trivium Point Insurance - Non-Variable Insurance - Solicitor - Investment Related - At Reported Business Location(s) - Start Date 05/30/2024 - 5 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Ziyah Ruth Esbenshade's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 2, 2024 - Present
TRIVIUM POINT ADVISORY, LLC
Office #1: 711 Westchester Ave. Suite 305, White Plains, NY 10604RIA
CRD#: 292182
WHITE PLAINS, NY
Current
December 4, 2023 - Present
LPL FINANCIAL LLC
Office #1: 711 Westchester Ave, Suite 305, White Plans, NY 10604RIA
BD
CRD#: 6413
WHITE PLANS, NY
Past
December 4, 2023 - April 22, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
April 16, 2021 - December 12, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
RYE BROOK, NY
Past
June 21, 2010 - December 12, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
RYE BROOK, NY
Past
May 16, 2008 - May 14, 2010
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
TARRYTOWN, NY
Past
June 14, 1999 - December 18, 2006
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
BD
CRD#: 2625
NEW YORK, NY
Past
February 16, 1999 - March 16, 1999
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
May 14, 1997 - June 15, 1998
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TRIVIUM POINT ADVISORY, LLC
MONEY MINDSET WEALTH MANAGEMENT | TRIVIUM POINT ADVISORY, LLC | PARADIGM WEALTH ADVISORS, LLC | PARADIGM FINANCIAL PARTNERS, LLC
CRD#: 292182 / SEC#: 801-112426
RIA
Registered Investment Advisory firm - (2/9/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/4/2023)
RR
Connecticut(12/4/2023)
RR
Delaware(12/4/2023)
RR
Florida(12/4/2023)
RR
Illinois(2/2/2024)
RR
Maryland(12/4/2023)
RR
Massachusetts(1/30/2024)
RR
Michigan(11/12/2024)
RR
Nevada(12/4/2023)
RR
New Hampshire(8/30/2024)
RR
New Jersey(12/4/2023)
RR
New York(12/4/2023)
IAR
New York(1/2/2024)
RR
Virginia(12/4/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/7/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
TRIVIUM POINT ADVISORY, LLC
MONEY MINDSET WEALTH MANAGEMENT | TRIVIUM POINT ADVISORY, LLC | PARADIGM WEALTH ADVISORS, LLC | PARADIGM FINANCIAL PARTNERS, LLC
CRD#: 292182 / SEC#: 801-112426
RIA
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Contact information
Main Address
40 Danbury Road Suite 310, Wilton, CT 06897
Mailing Address
Phone number
(203) 221-3085
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,177 |
| AUM (Assets Under Management) | $ 1,487,605,211 |
Red Flags
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Company Information
TRIVIUM POINT ADVISORY, LLC
Private Wealth AdvisorCRD#: 292182White Plains, NY 10604TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
