Mark A. Babich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Alan Babich was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2011. Mark had worked at 6 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2013 - January 17, 2014
LUPO FUTURES, LLC
July 26, 2013 - February 18, 2014
TORO CAPITAL MANAGEMENT LLC
May 20, 2011 - July 16, 2013
TORO CAPITAL MANAGEMENT LLC
May 20, 2011 - December 11, 2013
V. DERIVATIVES, LLC
May 20, 2011 - December 11, 2013
LUPO SECURITIES, LLC
May 20, 2011 - February 18, 2014
IMC SECURITIES LLC
April 28, 2011 - February 18, 2014
MUSTANG TRADING, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LUPO FUTURES, LLC
CRD#: 155931 / SEC#: , 8-68755
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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