Gregory A. Radovich

JOHNSON & SHUTE INVESTMENT ADVISORS

BOTHELL, WA 98011

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CRD#: 2847773

Professional summary

Gregory A. Radovich is a registered financial advisor currently at JOHNSON & SHUTE INVESTMENT ADVISORS, INC. located in Bothell, Washington.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Gregory has worked at 1 firm and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory A. Radovich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2012 - Present

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

Office #1: 19125 North Creek Parkway Suite 120, Bothell, WA 98011

RIA

CRD#: 116667

BOTHELL, WA

Past

February 20, 1997 - June 26, 2012

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

RIA

CRD#: 116667

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

CRD#: 116667 / SEC#: 801-123376

RIA

Registered Investment Advisory firm - (3/4/2022 Approved)

Washington

Registered Investment Advisory firm - (4/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(12/5/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/17/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/6/1997

General Securities Representative Examination

Current Firm

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

CRD#: 116667 / SEC#: 801-123376

RIA

Registered Investment Advisory firm - (3/4/2022 Approved)

Washington

Registered Investment Advisory firm - (4/11/2022 Terminated)

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Contact information

Main Address

19125 North Creek Parkway Suite 120, Bothell, WA 98011

Mailing Address

Phone number

(425) 615-6808

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOHNSON & SHUTE INVESTMENT ADVISORS, INC. (2/17/2026)

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 137,308,342

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Gregory A. Radovich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory A. Radovich's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

Primary Firm SEC Registration

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/17/1997

Series 7

Date: 2/6/1997

Current Firm

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHNSON & SHUTE INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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