Alan A. Cerro
Professional summary
Alan Alfred Cerro is a registered financial professional currently at CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1997. Alan has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Alfred Cerro's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2017 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108February 27, 2018 - December 31, 2018
CONCORDE ASSET MANAGEMENT, LLC
March 31, 2017 - October 18, 2017
AMERITAS INVESTMENT COMPANY, LLC
September 14, 2006 - July 9, 2007
WELTON STREET INVESTMENTS LLC
August 9, 2000 - June 16, 2014
SUMMIT FINANCIAL
December 4, 1998 - March 9, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 3, 1998 - January 31, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 4, 1998 - July 17, 1998
THE CONCORD EQUITY GROUP, LLC
March 25, 1998 - August 12, 1998
EMISSARY FINANCIAL GROUP, INC.
February 26, 1997 - March 17, 1998
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2025)
(10/31/2017)
(2/7/2023)
(11/3/2020)
(10/23/2024)
Exams
FINRA
Current Firm
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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