AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CC

Christopher Stuart Clayton

CORNERSTONE ADVISORY
MANDEVILLE, LA
·CRD# 2847466·29 years experience

Professional Summary

Christopher Stuart Clayton, who also goes by Chris Clayton, is a registered financial advisor currently at CORNERSTONE ADVISORY located in Mandeville, Louisiana. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Christopher has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Clayton

Blog Corner

Similar Advisors

BP
Brett Andrew Phillips

VOYA FINANCIAL ADVISORS, INC.

DALLAS, TX · CRD#
View profile
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
MW
Mark Andrew Witaschek

AURELIUS FAMILY OFFICE, LLC

Tullahoma, TN · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

BP
Brett Andrew Phillips

VOYA FINANCIAL ADVISORS, INC.

DALLAS, TX · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
MW
Mark Andrew Witaschek

AURELIUS FAMILY OFFICE, LLC

Tullahoma, TN · CRD#
IRMO, SC · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

BP
Brett Andrew Phillips

VOYA FINANCIAL ADVISORS, INC.

DALLAS, TX · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
MW
Mark Andrew Witaschek

AURELIUS FAMILY OFFICE, LLC

Tullahoma, TN · CRD#
IRMO, SC · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

BP
Brett Andrew Phillips

VOYA FINANCIAL ADVISORS, INC.

DALLAS, TX · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
MW
Mark Andrew Witaschek

AURELIUS FAMILY OFFICE, LLC

Tullahoma, TN · CRD#
IRMO, SC · CRD#

Years of Experience

29 years in the financial services industry

Current & Past Employments

CORNERSTONE ADVISORY·CRD# 120363
RIA
801 Asbury Drive Suite D, Mandeville, LA 70471
September 28, 2011 - Present
ON INVESTMENT MANAGEMENT CO·CRD# 105662
RIA
Mandeville, LA
December 14, 2012 - August 21, 2014
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
Mandeville, LA
August 12, 2002 - August 21, 2014
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
February 13, 1997 - August 6, 2002

Similar Advisors

BP
Brett Andrew Phillips

VOYA FINANCIAL ADVISORS, INC.

DALLAS, TX · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
MW
Mark Andrew Witaschek

AURELIUS FAMILY OFFICE, LLC

Tullahoma, TN · CRD#
IRMO, SC · CRD#

Current Firm

CA
CORNERSTONE ADVISORY

CORNERSTONE ADVISORY | CORNERSTONE FINANCIAL, LLC | CORNERSTONE CONSULTING, INC.

CRD#: 120363 / SEC#: 801-61114
RIA
Registered Investment Advisory firm - SEC (6/13/2002 Terminated)
Louisiana
Registered Investment Advisory firm - Louisiana (6/6/2002 Approved)
Texas
Registered Investment Advisory firm - Texas (12/15/2015 Conditional Restricted)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

801 Asbury Drive Suite D, Mandeville, LA 70471

Mailing Address

Po Box 8934, Mandeville, LA 70470-8934

Phone Number

(985) 626-7574

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

300

AUM (Assets Under Management)

$24,957,169

Similar Advisors

BP
Brett Andrew Phillips

VOYA FINANCIAL ADVISORS, INC.

DALLAS, TX · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
MW
Mark Andrew Witaschek

AURELIUS FAMILY OFFICE, LLC

Tullahoma, TN · CRD#
IRMO, SC · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CORNERSTONE CONSULTING INC; NOT INVESTMENT RELATED; 801 ASBURY DR STE D MANDEVILLE LA 70471; LIFE,DISABILITY INSURANCE SALES, EQUITY INDEXED ANNUITIES AND FIXED ANNUITY SALES; OWNER; START DATE: 12/1995; 108 HOURS PER MONTH; LIFE AND DISABILITY INSURANCE SALES; 2) CORNERSTONE ADVISORY, INC; INVESTMENT RELATED; 801 ASBURY DRIVE, SUITE D MANDEVILLE LA 70471; RIA; PRESIDENT; START DATE: 05/2002; AS AN RIA MEET WITH CLIENTS TO ASSIST THEM IN CONSTRUCTING A LIFETIME PLAN OF FINANCIAL DECISIONS THAT SOMETIMES BUT NOT ALWAYS INCLUDES MY RECOMMENDATIONS TO PURCHASE PERMANENT LIFE INSURANCE, DISABILITY INSURANCE AND/OR INVEST INTO MUTUAL FUNDS, IN LINE WITH THEIR FINANCIAL FUTURE DESIRES. 50 HOURS PER MONTH(50 HOURS DURING TRADING)3) KINGSLEY GROUP; 701 PAPWORTH AVE SUITE 207 METAIRIE, LA 70005; MERGERS & ACQUISTIONS ADVISORY SERVICES; LOCATING AND REFERRING QUALIFIED POTENTIAL SELLERS OR BUYERS OF BUSINESSES; START DATE: 06/2011; NO SOLICITATION. VOLUNTARY REFERRAL OF QUALIFIED POTENTIAL SELLERS OR BUYERS OF BUSINESSES. ADVISORY FEE PAID TO CORNERSTONE ADVISORY INC.ONLY UPON SALE OR PURCHASE OF BUSINESS REFERRED. 2 HOURS PER MONTH (1 DURING MARKET HOURS); FACILITATE CONNECTING POTENTIAL BUYERS AND SELLERS OF BUSINESSES TO KINGSLEY GROUP. ANSWER QUESTIONS SURROUNDING THIS PROCESS AS THEY MAY ARISE FROM POTENTIAL SELLER OR BUYER. Stump and Grind, LLC: Not investment related. 103 Richland Drive West, Mandeville LA 70471. Serving the St. Tammany community of all stump removal needs. Christopher Clayton spends roughly 15 minutes a week on company as his daughter Katy Clayton serves as manager for company.

Similar Advisors

BP
Brett Andrew Phillips

VOYA FINANCIAL ADVISORS, INC.

DALLAS, TX · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
MW
Mark Andrew Witaschek

AURELIUS FAMILY OFFICE, LLC

Tullahoma, TN · CRD#
IRMO, SC · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Louisiana
(9/28/2011)
IAR
Texas
(12/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2003About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1997About the Series 6 exam

Similar Advisors

BP
Brett Andrew Phillips

VOYA FINANCIAL ADVISORS, INC.

DALLAS, TX · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
MW
Mark Andrew Witaschek

AURELIUS FAMILY OFFICE, LLC

Tullahoma, TN · CRD#
IRMO, SC · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Stuart Clayton's CRS (Customer Relationship Summary).

Similar Advisors

BP
Brett Andrew Phillips

VOYA FINANCIAL ADVISORS, INC.

DALLAS, TX · CRD#
KH
Kimberly J Howard

KJH FINANCIAL SERVICES

NEEDHAM, MA · CRD#
MW
Mark Andrew Witaschek

AURELIUS FAMILY OFFICE, LLC

Tullahoma, TN · CRD#
IRMO, SC · CRD#
CC
Follow Christopher
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required