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Christopher S. Clayton
CORNERSTONE ADVISORY
MANDEVILLE, LA 70471
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CRD#: 2847466
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Professional summary
Christopher Stuart Clayton, who also goes by Chris Clayton, is a registered financial advisor currently at CORNERSTONE ADVISORY located in Mandeville, Louisiana.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Christopher has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Clayton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CORNERSTONE CONSULTING INC; NOT INVESTMENT RELATED; 801 ASBURY DR STE D MANDEVILLE LA 70471; LIFE,DISABILITY INSURANCE SALES, EQUITY INDEXED ANNUITIES AND FIXED ANNUITY SALES; OWNER; START DATE: 12/1995; 108 HOURS PER MONTH; LIFE AND DISABILITY INSURANCE SALES; 2) CORNERSTONE ADVISORY, INC; INVESTMENT RELATED; 801 ASBURY DRIVE, SUITE D MANDEVILLE LA 70471; RIA; PRESIDENT; START DATE: 05/2002; AS AN RIA MEET WITH CLIENTS TO ASSIST THEM IN CONSTRUCTING A LIFETIME PLAN OF FINANCIAL DECISIONS THAT SOMETIMES BUT NOT ALWAYS INCLUDES MY RECOMMENDATIONS TO PURCHASE PERMANENT LIFE INSURANCE, DISABILITY INSURANCE AND/OR INVEST INTO MUTUAL FUNDS, IN LINE WITH THEIR FINANCIAL FUTURE DESIRES. 50 HOURS PER MONTH(50 HOURS DURING TRADING)3) KINGSLEY GROUP; 701 PAPWORTH AVE SUITE 207 METAIRIE, LA 70005; MERGERS & ACQUISTIONS ADVISORY SERVICES; LOCATING AND REFERRING QUALIFIED POTENTIAL SELLERS OR BUYERS OF BUSINESSES; START DATE: 06/2011; NO SOLICITATION. VOLUNTARY REFERRAL OF QUALIFIED POTENTIAL SELLERS OR BUYERS OF BUSINESSES. ADVISORY FEE PAID TO CORNERSTONE ADVISORY INC.ONLY UPON SALE OR PURCHASE OF BUSINESS REFERRED. 2 HOURS PER MONTH (1 DURING MARKET HOURS); FACILITATE CONNECTING POTENTIAL BUYERS AND SELLERS OF BUSINESSES TO KINGSLEY GROUP. ANSWER QUESTIONS SURROUNDING THIS PROCESS AS THEY MAY ARISE FROM POTENTIAL SELLER OR BUYER. Stump and Grind, LLC: Not investment related. 103 Richland Drive West, Mandeville LA 70471. Serving the St. Tammany community of all stump removal needs. Christopher Clayton spends roughly 15 minutes a week on company as his daughter Katy Clayton serves as manager for company.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Stuart Clayton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2011 - Present
CORNERSTONE ADVISORY
Office #1: 801 Asbury Drive Suite D, Mandeville, LA 70471RIA
CRD#: 120363
MANDEVILLE, LA
Past
December 14, 2012 - August 21, 2014
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
MANDEVILLE, LA
Past
August 12, 2002 - August 21, 2014
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
MANDEVILLE, LA
Past
February 13, 1997 - August 6, 2002
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(9/28/2011)
IAR
Texas(12/15/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
CA
CORNERSTONE ADVISORY
CORNERSTONE ADVISORY | CORNERSTONE FINANCIAL, LLC | CORNERSTONE CONSULTING, INC.
CRD#: 120363 / SEC#: 801-61114
RIA
Registered Investment Advisory firm - (6/13/2002 Terminated)Louisiana
Registered Investment Advisory firm - (6/6/2002 Approved)Texas
Registered Investment Advisory firm - (12/15/2015 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
801 Asbury Drive Suite D, Mandeville, LA 70471
Mailing Address
Po Box 8934, Mandeville, LA 70470-8934
Phone number
(985) 626-7574
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 233 |
| AUM (Assets Under Management) | $ 17,074,786 |
Red Flags
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Company Information
CORNERSTONE ADVISORY
CRD#: 120363Mandeville, LA 70471TRUST BUT VERIFY
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