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Christopher S. Clayton

CORNERSTONE ADVISORY
MANDEVILLE, LA 70471
Some features on this profile are disabled
CRD#: 2847466
CC

Professional summary


Christopher Stuart Clayton, who also goes by Chris Clayton, is a registered financial advisor currently at CORNERSTONE ADVISORY located in Mandeville, Louisiana.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Christopher has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Chris Clayton

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Christopher Stuart Clayton's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 28, 2011 - Present

CORNERSTONE ADVISORY

Office #1: 801 Asbury Drive Suite D, Mandeville, LA 70471
RIA
CRD#: 120363
MANDEVILLE, LA
Past

December 14, 2012 - August 21, 2014

ON INVESTMENT MANAGEMENT CO

RIA
CRD#: 105662
MANDEVILLE, LA
Past

August 12, 2002 - August 21, 2014

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
MANDEVILLE, LA
Past

February 13, 1997 - August 6, 2002

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
EL SEGUNDO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(9/28/2011)
IAR
Texas
(12/15/2015)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/9/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


CA
CORNERSTONE ADVISORY
CORNERSTONE ADVISORY | CORNERSTONE FINANCIAL, LLC | CORNERSTONE CONSULTING, INC.

CRD#: 120363 / SEC#: 801-61114

RIA
Registered Investment Advisory firm - (6/13/2002 Terminated)
Louisiana
Registered Investment Advisory firm - (6/6/2002 Approved)
Texas
Registered Investment Advisory firm - (12/15/2015 Conditional Restricted)
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Contact information


Main Address
801 Asbury Drive Suite D, Mandeville, LA 70471
Mailing Address
Po Box 8934, Mandeville, LA 70470-8934
Phone number
(985) 626-7574
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts233
AUM (Assets Under Management)$ 17,074,786

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CORNERSTONE ADVISORY

CRD#: 120363Mandeville, LA 70471

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