Brent R. Horvath
Professional summary
Brent Roger Horvath, CFP®, who also goes by Brent Horvath, is a registered financial advisor currently at GFP PRIVATE WEALTH located in Hudson, Ohio.
Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brent has worked at 2 firms and has passed the Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brent Roger Horvath's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2001
Experience
November 23, 2009 - Present
GFP PRIVATE WEALTH
January 1, 2000 - September 12, 2003
CHARLES SCHWAB & CO., INC.
January 29, 1997 - September 12, 2003
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
GFP PRIVATE WEALTH
CRD#: 110031 / SEC#: 801-56552
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/23/2009)
Exams
Current Firm
GFP PRIVATE WEALTH
CRD#: 110031 / SEC#: 801-56552
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,658 |
| AUM (Assets Under Management) | $ 1,347,911,649 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
