AB
Anthony G. Benedetto
BMO CAPITAL MARKETS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 2847291
AB
Professional summary
Anthony Gerald Benedetto, who also goes by Anthony Gerald Benedetto Mr, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in Chicago, Illinois.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1997. Anthony has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Anthony Gerald Benedetto Mr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Anthony Gerald Benedetto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2006 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 320 South Canal Street, Chicago, IL 60606BD
CRD#: 16686
Chicago, IL
Past
May 27, 2005 - March 28, 2006
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
CHICAGO, IL
Past
February 17, 2005 - March 9, 2005
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
July 1, 2004 - December 17, 2004
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
January 23, 2002 - July 1, 2004
BANC ONE CAPITAL MARKETS, INC.
BD
CRD#: 23065
CHICAGO, IL
Past
October 1, 1998 - November 7, 2001
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
February 12, 1997 - October 1, 1998
BANCAMERICA SECURITIES, INC.
BD
CRD#: 17977
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/8/2013)
RR
Alaska(1/3/2014)
RR
Arizona(4/21/2010)
RR
Arkansas(1/3/2014)
RR
California(1/3/2008)
RR
Colorado(4/21/2010)
RR
Connecticut(4/21/2010)
RR
Delaware(4/21/2010)
RR
District of Columbia(1/3/2014)
RR
Florida(4/21/2010)
RR
Georgia(4/21/2010)
RR
Hawaii(1/3/2014)
RR
Idaho(1/3/2014)
RR
Illinois(5/18/2006)
RR
Indiana(4/21/2010)
RR
Iowa(1/8/2013)
RR
Kansas(4/21/2010)
RR
Kentucky(1/3/2014)
RR
Louisiana(1/8/2013)
RR
Maine(1/3/2014)
RR
Maryland(4/21/2010)
RR
Massachusetts(4/21/2010)
RR
Michigan(4/21/2010)
RR
Minnesota(4/21/2010)
RR
Mississippi(1/8/2013)
RR
Missouri(1/8/2013)
RR
Montana(1/3/2014)
RR
Nebraska(4/21/2010)
RR
Nevada(1/3/2014)
RR
New Hampshire(1/3/2014)
RR
New Jersey(4/21/2010)
RR
New Mexico(1/3/2014)
RR
New York(1/3/2008)
RR
North Carolina(1/8/2013)
RR
North Dakota(1/3/2014)
RR
Ohio(4/22/2010)
RR
Oklahoma(1/3/2014)
RR
Oregon(1/8/2013)
RR
Pennsylvania(4/21/2010)
RR
Puerto Rico(1/3/2014)
RR
Rhode Island(1/3/2014)
RR
South Carolina(1/8/2013)
RR
South Dakota(1/3/2014)
RR
Tennessee(1/8/2013)
RR
Texas(4/21/2010)
RR
Utah(1/3/2014)
RR
Vermont(4/21/2010)
RR
Virgin Islands(1/11/2024)
RR
Virginia(1/3/2014)
RR
Washington(4/21/2010)
RR
West Virginia(1/3/2014)
RR
Wisconsin(4/21/2010)
RR
Wyoming(1/3/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
BC
BMO CAPITAL MARKETS CORP.
B2RICK SECURITIES | HARRIS NESBITT GERARD, INC. | HARRIS NESBITT CORP. | GERARD KLAUER MATTISON & COMPANY | GERARD KLAUER MATTISON & CO.,L.L.C. | GERARD KLAUER MATTISON & CO., L.L.C. | GERARD KLAUER MATTISON & CO., INC. | BRICK SECURITIES PARTNERS, L.P. | BRICK SECURITIES ASSOCIATES | BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
151 West 42nd Street, New York, NY 10036
Mailing Address
151 West 42nd Street, New York, NY 10036
Phone number
(212) 702-1101
Established
Delaware since 03/28/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,275
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
| YUKILEVICH, DANIEL | CHIEF COMPLIANCE OFFICER | 5635481 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
