WA
William M. Arthur
VALMARK ADVISERS
FORT MITCHELL, KY 41017
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CRD#: 2847263
WA
Professional summary
William Michael Arthur II, AIF®, who also goes by Bill Arthur II, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Fort Mitchell, Kentucky and FOCUS ON SUCCESS, LLC located in Ft. Mitchell, Kentucky.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. William has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Arthur Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ValMark Securities, Inc., Investment-related; 130 Springside Drive #300, Akron, OH 44333; registered Representative; March 2010-Present; Offers Investments through ValMark Securities///
2. ValMark Advisers, Inc.; Investment-related; 130 Springside Drive #300,
Akron, OH 44333; Investment Adviser Representative; March 2010-Present;
Money Management through ValMark Advisers///
3. Executive Insurance Agency, 130 Springside Drive #300, Akron, OH 44333; Agent;
March 2010-Present; Offer Insurance related products through Executive Insurance///
4. Diocese of Covington, 1125 Madison Ave., Covington, KY 41011; High school JV coach; start 10/2017; not investment related; compensation-W2///
5. Diocese of Covington, 1125 Madison Ave.,Covington, KY 41011; Catholic Church & Schools; Investment Committee Member; Review & monitor the Diocese Investment Accounts; YES is Investment Related; 5/1/2014 Start Date; Approx. 1-5 hrs. per month; Voluntary, No Compensation.///
6. Focus on Success; Fort Mitchell, KY; Investment Advisor Representative; Investment Advisory services; investment related; 6-10 hours/month; compensation invoice clients for planning fees.///
CRS (Client Relationship Summary) - RIA
Click below to view William Michael Arthur II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 28, 2010 - Present
VALMARK ADVISERS, INC.
Office #1: 211 Grandview Drive Suite 235, Fort Mitchell, KY 41017RIA
CRD#: 108050
FORT MITCHELL, KY
Current
June 3, 2010 - Present
FOCUS ON SUCCESS, LLC
Office #1: 211 Grandview Dr Ste 235, Ft. Mitchell, KY 41017-2792RIA
CRD#: 129739
Ft. Mitchell, KY
Current
March 3, 2010 - Present
VALMARK SECURITIES, INC.
Office #1: 211 Grandview Drive Suite 235, Fort Mitchell, KY 41017BD
CRD#: 31243
Fort Mitchell, KY
Past
January 8, 2007 - February 1, 2010
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Past
June 30, 2006 - November 9, 2006
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
CINCINNATI, OH
Past
April 16, 1997 - June 30, 2006
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(2/1/2024)
RR
Florida(9/4/2019)
IAR
Florida(1/11/2024)
IAR
Georgia(11/29/2017)
RR
Indiana(3/3/2010)
IAR
Indiana(4/28/2010)
RR
Kentucky(3/3/2010)
IAR
Kentucky(4/28/2010)
IAR
New Jersey(2/9/2021)
RR
New York(2/3/2021)
IAR
New York(4/6/2021)
RR
Ohio(3/4/2010)
IAR
Ohio(4/29/2010)
RR
Oregon(8/11/2015)
IAR
Pennsylvania(9/21/2016)
IAR
South Carolina(5/15/2018)
RR
South Carolina(4/11/2019)
IAR
West Virginia(9/10/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
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Company Information
VALMARK ADVISERS, INC.
CRD#: 108050Fort Mitchell, KY 41017TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
