HP
Harry N. Pearson
ONEASCENT FINANCIAL SERVICES LLC
Birmingham, AL 35242
Some features on this profile are disabled
CRD#: 2847191
HP
Professional summary
Harry Noble Pearson, CFP®, who also goes by Harry Nobelle Pearson, is a registered financial advisor currently at ONEASCENT FINANCIAL SERVICES LLC located in Birmingham, Alabama and ONEASCENT WEALTH MANAGEMENT located in Birmingham, Alabama.
Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Harry has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Harry Nobelle Pearson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REAL ESTATE OWNERSHIP:LOT/LAND; NOT INVESTMENT RELATED; JUNE 2005.
BUSINESS OWNERSHIP: DIVINE PROVIDENCE DEVELOPMENT CORP; OWNER; OWNS REAL ESTATE AND IS A DEVELOPMENT COMPANY; BIRMINGHAM, AL 35238; DECEMBER 2007; 1-9 HOURS PER MONTH / PATRIOT'S PARADISE, LLC; OWNER; OWNS/DEVELOPS REAL ESTATE; BIRMINGHAM, AL 35238; DECEMBER 2007; 1-9 HOURS PER MONTH /CML HOLDINGS, LLC; OWNER; OWNS REAL ESTATE; BIRMINGHAM, AL 35238; DECEMBER 2007; 0 HOURS PER MONTH / ADVISORY PARTNERS LLC; MEMBER;
MANAGEMENT COMPANY FOR ADVISOR OFFICE SPACE; BIRMINGHAM, AL 35242; JANUARY 2011.
INDEPENDENT INSURANCE BROKERING: INDIVIDUAL COMMERCIAL BROKERAGE, INC; MAY 2012 / JOHN HANCOCK LTC; JANUARY 2012 / LINCOLN BENEFIT LIFE; APRIL 2014.
FIDUCIARY ACTIVITIES; NAMED OR ACT IN A FIDUCIARY CAPACITY; SUCH AS ATTORNEY-IN-FACT, TRUSTEE, CONSERVATOR, GUARDIAN, EXECUTOR OR PERSONAL REPRESENTATIVE
TAX ACTIVITIES: ACCOUNTING & BUSINESS CONSULTANTS, INC.; TAX PLANNING AND PREPARATION FOR INDIVIDUALS AND SMALL BUSINESSES.; NOVEMBER 2012.
CRS (Client Relationship Summary) - RIA
Click below to view Harry Noble Pearson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 13, 2017 - Present
ONEASCENT FINANCIAL SERVICES LLC
Office #1: 23 Inverness Center Parkway, Birmingham, AL 35242RIA
CRD#: 284549
Birmingham, AL
Current
May 13, 2020 - Present
ONEASCENT WEALTH MANAGEMENT
Office #1: 23 Inverness Center Parkway, Birmingham, AL 35242RIA
CRD#: 308057
Birmingham, AL
Current
November 22, 2022 - Present
ONEASCENT FAMILY OFFICES
Office #1: 23 Inverness Center Parkway, Birmingham, AL 35242RIA
CRD#: 323305
Birmingham, AL
Current
April 6, 2023 - Present
ONEASCENT CAPITAL
Office #1: 23 Inverness Center Pkwy, Birmingham, AL 35242RIA
CRD#: 323220
Birmingham, AL
Past
November 21, 2022 - November 21, 2022
ONEASCENT FAMILY OFFICES
RIA
CRD#: 323305
BIRMINGHAM, AL
Past
May 20, 1997 - February 21, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BIRMINGHAM, AL
Past
April 25, 1997 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 25, 1997 - February 21, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
Registered Investment Advisory firm - (8/24/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(4/5/2018)
IAR
Texas(4/5/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
Registered Investment Advisory firm - (8/24/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
23 Inverness Parkway, Birmingham, AL 35242
Mailing Address
Phone number
(205) 313-9142
Established
Firm type
Fiscal year end
# of Employees
125
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,150 |
| AUM (Assets Under Management) | $ 2,610,953,335 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEASCENT FINANCIAL SERVICES LLC
CRD#: 284549Birmingham, AL 35242TRUST BUT VERIFY
Monitor Harry Pearson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
