Robert D. Bourland
Professional summary
Robert David Bourland is a registered financial advisor currently at U.S. CAPITAL WEALTH ADVISORS, LLC located in Austin, Texas and USCA SECURITIES LLC located in Dallas, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 15 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 53, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert David Bourland's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2021 - Present
U.S. CAPITAL WEALTH ADVISORS, LLC
Office #1: 300 West 6th Street Suite 1900, Austin, TX 78701October 26, 2015 - Present
USCA SECURITIES LLC
Office #1: 2101 Cedar Springs Rd Suite 1850, Dallas, TX 75201October 26, 2015 - June 30, 2021
USCA RIA LLC
June 28, 2013 - October 27, 2015
WELLS FARGO CLEARING SERVICES, LLC
June 28, 2013 - October 27, 2015
WELLS FARGO CLEARING SERVICES, LLC
February 26, 2013 - June 24, 2013
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
February 22, 2013 - June 24, 2013
INTERNATIONAL ASSETS ADVISORY, LLC
February 1, 2013 - February 12, 2013
WESTPARK WEALTH ADVISORS, INC.
February 1, 2013 - February 12, 2013
IMS SECURITIES, INC.
December 10, 2012 - January 3, 2013
KOVACK SECURITIES INC.
March 29, 2012 - December 18, 2012
FSC SECURITIES CORPORATION
May 9, 2008 - April 5, 2012
HILLTOP SECURITIES INC.
May 9, 2008 - April 5, 2012
HILLTOP SECURITIES INC.
April 16, 2007 - May 16, 2008
STIFEL INDEPENDENT ADVISORS, LLC
April 16, 2007 - May 16, 2008
STIFEL INDEPENDENT ADVISORS, LLC
October 9, 2001 - April 17, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 9, 2001 - April 17, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 17, 1998 - October 17, 2001
JOSEPHTHAL & CO., INC.
January 9, 1998 - November 3, 1998
H.J. MEYERS & CO., INC.
February 10, 1997 - May 7, 1997
H.J. MEYERS & CO., INC.
Primary Firm SEC Registration
U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/2021)
(11/30/2016)
(11/30/2016)
(11/30/2016)
(11/30/2016)
(11/5/2019)
(11/30/2016)
(11/30/2016)
(11/30/2016)
(11/30/2016)
(10/15/2021)
(7/16/2021)
(11/30/2016)
(11/30/2016)
(11/30/2016)
(6/13/2019)
(11/30/2016)
(2/21/2024)
(11/30/2016)
(6/5/2018)
(10/10/2017)
(11/30/2016)
(11/30/2016)
(11/30/2016)
(11/30/2016)
(11/30/2016)
(11/30/2016)
(11/30/2016)
(11/30/2016)
(1/22/2020)
(6/4/2021)
(11/30/2016)
(11/30/2016)
(10/26/2015)
(6/30/2021)
(11/30/2016)
(11/30/2016)
(11/30/2016)
(1/9/2024)
(11/30/2016)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 4/22/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
U.S. CAPITAL WEALTH ADVISORS, LLC
CRD#: 288199 / SEC#: 801-110515
Contact information
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,833 |
| AUM (Assets Under Management) | $ 7,282,480,817 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 01/23/2024 | ||
| 03/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
