Radovan Lorenc
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Radovan Lorenc was a registered financial professional .
Radovan is a previously registered financial professional and started their career in finance in 1995. Radovan had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 21, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - October 31, 2017
VIRTU AMERICAS LLC
April 1, 2010 - January 3, 2011
KNIGHT DIRECT LLC
November 27, 2007 - November 8, 2012
KNIGHT CAPITAL AMERICAS, L.P.
April 23, 2001 - March 14, 2007
BEAR WAGNER SPECIALISTS LLC
August 28, 1995 - April 23, 2001
WSM HOLDINGS, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/16/2011
Limited Representative-Equity Trader ExamSeries 21
Date: 2/21/2002
NYSE Front Line Specialist ClerkSeries 25
Date: 11/9/1999
NYSE Trading Assistant ExaminationCurrent Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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