Bobbie Helman

PARKVIEW ASSET MANAGEMENT

Oakbrook Terrace, IL 60181

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CRD#: 2846861

Professional summary

Bobbie Helman, who also goes by Bobbie Bernard, Roberta Bernard, is a registered financial advisor currently at PARKVIEW ASSET MANAGEMENT, INC. located in Oakbrook Terrace, Illinois.

Bobbie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Bobbie has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bobbie Bernard | Roberta Bernard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cousins & Associates - Not Investment Related - 160 N Marley Rd, New Lenox IL 60451 - Associate - Started 11/16/2020 - 80 Hours Per Month/80 Hours During Securities Trading - Duties will be administrative and clerical only.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bobbie Helman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2024 - Present

PARKVIEW ASSET MANAGEMENT, INC.

Office #1: One Parkview Plaza Suite 117, Oakbrook Terrace, IL 60181

RIA

CRD#: 307977

Oakbrook Terrace, IL

Past

September 26, 2023 - November 7, 2023

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

DOWNERS GROVE, IL

Past

September 11, 2023 - November 7, 2023

PRUCO SECURITIES, LLC.

CRD#: 5685

DOWNERS GROVE, IL

Past

March 5, 2019 - September 20, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

NAPERVILLE, IL

Past

March 1, 2019 - September 20, 2023

LPL FINANCIAL LLC

CRD#: 6413

NAPERVILLE, IL

Past

August 15, 2017 - March 2, 2018

EDWARD JONES

RIA

CRD#: 250

NEW LENOX, IL

Past

July 27, 2017 - March 2, 2018

EDWARD JONES

CRD#: 250

NEW LENOX, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARKVIEW ASSET MANAGEMENT, INC.

PARKVIEW ASSET MANAGEMENT, INC. | WEALTH PLANNING NETWORK

CRD#: 307977 / SEC#: 801-124728

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

Illinois

Registered Investment Advisory firm - (5/2/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/2017

General Securities Representative Examination

Current Firm

PARKVIEW ASSET MANAGEMENT, INC.

PARKVIEW ASSET MANAGEMENT, INC. | WEALTH PLANNING NETWORK

CRD#: 307977 / SEC#: 801-124728

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

Illinois

Registered Investment Advisory firm - (5/2/2022 Terminated)

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Contact information

Main Address

One Parkview Plaza Suite 117, Oakbrook Terrace, IL 60181

Mailing Address

Phone number

(708) 481-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARKVIEW DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/31/2025)

Regulatory assets under management

Total Number of Accounts	258
AUM (Assets Under Management)	$ 160,508,433

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bobbie Helman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bobbie Helman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

PARKVIEW ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2017

SIE

Date: 3/2/2018

Series 7

Date: 7/27/2017

Current Firm

PARKVIEW ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARKVIEW ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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