DD
David W. Dykstra
VALIC FINANCIAL ADVISORS
WEST DES MOINES, IA 50265
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CRD#: 2846762
DD
Professional summary
David William Dykstra is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in West Des Moines, Iowa.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THEODORE ROOSEVELT HIGH SCHOOL FOUNDATION BOARD OF DIRECTORS POSITION: Board Member NATURE: The Foundation helps to provide learning and educational opportunities to Roosevelt students and teachers, provides funds for improvements to infrastructure, and is also involved in community improvement efforts in the Roosevelt neighborhood. On a regular basis, the Roosevelt High School Foundation provides fundsor supportto the following: The Roosevelt Hall of Fame to honor distinguishedalumni which serves as an inspiration to today's students, Grants for students to attend programs outsideof Roosevelt that further their education experience,Financial support for teachers to attend conferences tofurther their teaching skills,Reunion support byproviding alumni reunion toursof the school,Alumni relations including maintenance of a website, Roughrider Recall and staff, Capital Campaign support, Grants to each year's Senior Party- Roosevelt'ssubstance-free,graduation celebration INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: PO Box 12087, Des Moines IA 50312, United States DESCRIPTION: My duties are to volunteer at fund raising activities, attend board meetings to oversee and approve the actions of the executive committee. As a board member, I would also approve scholarship awards that are presented to the board by the scholarship committee. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products NOTARY POSITION: President NATURE: Notary signature services INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2023 ADDRESS: 6620 College Ave, Windsor Heights IA 50324, United States DESCRIPTION: I offer services to verify signatures on documents that require a Notary stamp.
CRS (Client Relationship Summary) - RIA
Click below to view David William Dykstra's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David William Dykstra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2013 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 950 Office Park Road Suite 328, West Des Moines, IA 50265RIA
BD
CRD#: 42803
WEST DES MOINES, IA
Current
September 4, 2013 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 950 Office Park Road Suite 328, West Des Moines, IA 50265RIA
BD
CRD#: 42803
WEST DES MOINES, IA
Past
January 5, 2011 - August 30, 2013
INVESTMENT CENTERS OF AMERICA, INC.
RIA
CRD#: 16443
WEST DES MOINES, IA
Past
January 5, 2011 - August 30, 2013
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
WEST DES MOINES, IA
Past
July 3, 2003 - January 11, 2011
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
WEST DES MOINES, IA
Past
June 24, 2002 - January 11, 2011
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
WEST DES MOINES, IA
Past
May 10, 2001 - March 15, 2002
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/18/2022)
IAR
Arizona(5/31/2022)
RR
Colorado(9/19/2013)
IAR
Colorado(9/23/2013)
RR
Iowa(9/11/2013)
IAR
Iowa(9/11/2013)
RR
Minnesota(1/14/2022)
IAR
Minnesota(1/18/2022)
RR
Missouri(7/30/2015)
IAR
Missouri(8/4/2015)
RR
Ohio(6/22/2023)
IAR
Ohio(6/22/2023)
RR
South Carolina(5/17/2018)
IAR
South Carolina(5/21/2018)
RR
South Dakota(9/19/2013)
IAR
South Dakota(9/24/2013)
RR
Wisconsin(9/19/2013)
IAR
Wisconsin(9/19/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803West Des Moines, IA 50265TRUST BUT VERIFY
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