AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JC

Jeffrey S. Cohen

SAPIENT CAPITAL LLC
INDIANAPOLIS, IN 46280
Some features on this profile are disabled
CRD#: 2846669
JC

Professional summary

Jeffrey Scott Cohen is a registered financial advisor currently at SAPIENT CAPITAL LLC located in Indianapolis, Indiana.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JSC-TP, LLC; 1013 Laurelwood Carmel IN 46032; The entity is a single member LLC which owns a minority interest in real estate located in Rochester, Indiana which is leased to Team Pride Holdings, LLC's; as sole member of the entity, Authorized to perform any all actions as allowed in the Opera; Sole Member; affiliation started 10/25/2010; not during securities trading hours; investment related. 2. JSC Real Estate, LLC; 1013 Laurelwood Carmel IN 46032; Single member LLC with passive investments in various real estate investments throughout the country; As sole memberof the entity, I am authorized to perform any and all actions as allowed in the Opera; Sole Member; duties:-none; affiliation started 05/14/2013; 10 hours per year; not during securities trading hours; not investment related. 3. Trustee of non-family trust 4. Next Level Indiana; 55 Monument Circle Suite 719 Indianapolis IN 46204; authority and control over the management of NLF; Investment Board member; setting policy and procedures; 1/26/22; 8 hrs per Year; during securities trading hours; Investment Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Scott Cohen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 17, 2023 - Present

SAPIENT CAPITAL LLC

Office #1: 401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280
RIA
CRD#: 324899
INDIANAPOLIS, IN
Past

January 10, 2007 - December 23, 2008

KNALL/COHEN INVESTMENTS, LLC

RIA
CRD#: 128614
INDIANAPOLIS, IN
Past

May 13, 2005 - March 17, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
INDIANAPOLIS, IN
Past

May 13, 2005 - March 17, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
INDIANAPOLIS, IN
Past

October 22, 2003 - December 31, 2006

KNALL/COHEN INVESTMENTS, LLC

RIA
CRD#: 128614
INDIANAPOLIS, IN
Past

February 18, 2003 - April 12, 2005

KSM CAPITAL ADVISORS, LLC

RIA
CRD#: 124439
INDIANAPOLIS, IN
Past

January 20, 1999 - May 17, 2005

KEYBANC CAPITAL MARKETS INC.

RIA
CRD#: 566
INDIANAPOLIS, IN
Past

March 14, 1997 - May 17, 2005

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SAPIENT CAPITAL LLC
SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA
Registered Investment Advisory firm - (2/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(2/17/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/2/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/20/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/17/2004
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/1997
General Securities Representative Examination

Current Firm

SC
SAPIENT CAPITAL LLC
SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA
Registered Investment Advisory firm - (2/6/2023 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280
Mailing Address
Phone number
(317) 719-0157
Established
Firm type
Fiscal year end
# of Employees
56

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAPIENT CAPITAL DISCLOSURE BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts5,947
AUM (Assets Under Management)$ 11,439,805,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAPIENT CAPITAL LLC

CRD#: 324899Indianapolis, IN 46280

TRUST BUT VERIFY

Monitor Jeffrey Cohen

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

John Christopher Cooke
John CookeAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
Brian Forrest Cooke
Brian CookeAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
Tammy Kay Williams
Tammy WilliamsAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics